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Showing 671 to 680 of 718 search results for Consumer Duty firm survey.
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Matter of fact-sheets: improving consumer comprehension of financial sustainability disclosures
To help consumers better understand sustainability disclosures for investment products, we carried out a programme of behavioural research. -
FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000
On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by the ... To support this it has three operational objectives -
CP14/10: Proposals for a price cap on high-cost short-term credit
trade bodies representing consumer credit firms. consumer organisations. groups that represent those with protected characteristics (age, gender, disability, race, pregnancy and maternity, religion and belief, sexual orientation and transgender) as -
FCA publishes decision notice against Alistair Burns deciding to ban him and fine him
The Financial Conduct Authority has today published a Decision Notice in respect of Alistair Burns, Chief Executive at TailorMade Independent Limited (TMI). -
CP16/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17
This consultation is relevant to all authorised firms, but contains no material of direct relevance to retail financial services consumers or consumer groups upon which they might need to act. ... As costs may be passed on to consumers in the form of -
FCA publishes update on proposed new rules to help credit card customers in persistent debt and asks for further views
The FCA published an updated consultation on rules to help customers in persistent credit card debt. -
The art of thinking independently together – why the regulator cares about diversity
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the LGBT in the Financial Services Industry Summit. -
CP16/2: Mortgage Credit Directive: Minor changes to our rules and guidance
It will also affect firms and consumers with credit agreements or consumer hire agreements which were entered into before 1 April 2014 and regulated under the CCA but which would not ... The changes to the MCOB transitional provisions will affect those -
PS23/3 – Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules
We set out the final rules for a new financial resilience regulatory return for solo-regulated firms. -
FCA warns of increased risk of online investment fraud, as investors lose £87k a day to binary options scams
The FCA has urged the public to be vigilant to the threat of online investment fraud.