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Showing 681 to 690 of 718 search results for Consumer Duty firm survey.

681. Watch out for signs of loan fee fraud as summer spending fuels financial pressure

     Press Releases Published: 09/08/2023 Last modified: 09/08/2023
     With summer in full swing, the FCA launches its latest campaign to help consumers spot and avoid loan fee fraud.

682. FCA finds further work required to fully embed ‘Guiding Principles’ for ESG and sustainable investment funds

     Press Releases Published: 16/11/2023 Last modified: 16/11/2023
     A review by the FCA has found that while most Authorised Fund Managers (AFMs) have made efforts to comply with the FCA’s expectations on the design, delivery, and disclosure of their ESG and sustainable funds, further improvement is needed.

683. Improvements needed to the credit information market to deliver better lending decisions for borrowers

     Press Releases Published: 22/11/2022 Last modified: 22/11/2022
     The Financial Conduct Authority (FCA) has set out proposals to improve the credit information sector so it can deliver higher quality and more comprehensive information for consumers and firms.

684. Armchair detective investors take inspiration from Sherlock Holmes to foil investment scams

     Press Releases Published: 21/02/2023 Last modified: 21/02/2023
     New research from the Financial Conduct Authority (FCA) has found that a quarter (25%) of investors who avoided a scam are taking inspiration from Sherlock Holmes to stop scammers in their tracks.

685. FCA fines compliance officer and broker whose actions enabled market abuse to be committed in October 2010

     Press Releases Published: 08/08/2013 Last modified: 17/09/2013
     The Financial Conduct Authority (FCA) has fined David Davis, senior partner and compliance officer of Paul E Schweder Miller & Co, £70,258, and Vandana Parikh, a broker at the same firm, £45,673, for failing to act with due skill, care and

686. Testing how Authorised Fund Managers are embedding the Guiding Principles in ESG and sustainable investment funds

     Multi-firm reviews Published: 16/11/2023 Last modified: 16/11/2023
     We set out findings from our supervisory work that looked at how authorised fund managers (AFMs) comply with existing regulatory requirements and expectations on the design, delivery and disclosure of Environmental, Social and Governance (ESG) and

687. FCA announces competition review into credit cards - particular focus on how industry works with those in difficult financial situations

     Press Releases Published: 03/04/2014 Last modified: 03/04/2014
     There is however, a duty of care to consumers, and I think it’s important for there to be clarification of whether competition is working in their interests.”. ... This week, the FCA took over regulation of consumer credit and published low income

688. TR14/8 - Insurers’ management of claims – household and retail travel

     Thematic reviews Published: 22/05/2014 Last modified: 22/05/2014
     The report is aimed at general insurance firms, insurance distributors, relevant trade associations and consumer bodies. ... Our aim has been to understand consumers’ experience at the point of claiming.

689. FCA bans former Co-operative Bank Chair, Paul Flowers, from the financial services industry

     Press Releases Published: 06/03/2018 Last modified: 06/03/2018
     The Financial Conduct Authority (FCA) has banned the former Chair of Co-operative Bank PLC (Co-op Bank), Paul Flowers, from the financial services industry.

690. Prisoners, wellness programmes and the rats of Hanoi: why the FCA tests its interventions

     Speeches Published: 01/10/2018 Last modified: 05/10/2018
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Competition Network conference, London.