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Showing 691 to 700 of 718 search results for Consumer Duty firm survey.

691. Ensuring the UK remains open for business – requirements for foreign-owned firms

     Speeches Published: 13/11/2013 Last modified: 14/11/2013
     Speech by Clive Adamson, Director of Supervision, at the Association of Foreign Banks, London. This is the text of the speech as drafted, which may differ from the delivered version.

692. Clydesdale Bank fined £8.9 million for failing to treat its mortgage customers fairly

     Press Releases Published: 26/09/2013 Last modified: 26/09/2013
     This process has been agreed with the FCA, which has an objective to secure an appropriate degree of protection for consumers. ... conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by the

693. CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime

     Consultation papers Published: 13/12/2017 Last modified: 22/02/2018
     We’ve proposed different approaches to moving firms to the new regime based on whether a firm is categorised as limited scope, core or enhanced. ... The consultation paper sets out the detailed proposals for all types of firms.

694. Financial watchdog warns insurers to protect customers’ wellbeing during cost of living squeeze

     Press Releases Published: 29/09/2022 Last modified: 29/09/2022
     The Financial Conduct Authority (FCA) has written to insurers urging them to protect customers as the cost of living rises

695. New Chairs of the FCA Practitioner Panel and Markets Practitioner Panel announced today

     Press Releases Published: 28/06/2019 Last modified: 01/07/2019
     The Financial Conduct Authority Chair, Charles Randell, has today announced the appointments of new Chairs for the FCA’s independent Practitioner Panel and Markets Practitioner Panel.

696. PS15/3: Final rules for independent governance committees, including feedback on CP14/16

     Policy statements Published: 04/02/2015 Last modified: 29/05/2018
     fund managers, administrators and other third parties providing services to firms operating workplace personal pension schemes. ... consumers who are members of workplace personal pension schemes and consumer groups seeking better protection for

697. FCA: New strategic approach to ensure “sharper focus” to regulatory challenges ahead

     Press Releases Published: 08/12/2014 Last modified: 08/12/2014
     The FCA's remit is far ranging and challenging with the recent additional responsibility for regulating consumer credit meaning the number of firms that now come under the FCA has trebled ... The approach is shaped by a strategy that will provide a

698. Insurance providers warned not to undervalue cars or other insured items when settling claims

     Press Releases Published: 02/12/2022 Last modified: 02/12/2022
     Insurance firms have been warned not to undervalue cars and other insured items when settling insurance claims especially during the cost of living squeeze.

699. FCA bans and fines Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings

     Press Releases Published: 13/08/2015 Last modified: 24/03/2020
     Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), has been banned from senior positions in financial services and fined £41,400 by the Financial Conduct Authority (FCA).

700. FCA bans Angela Burns from acting as a non-executive director and fines her for her failure to declare conflicts of interest

     Press Releases Published: 14/12/2018 Last modified: 14/12/2018
     The Financial Conduct authority (FCA) has banned Angela Burns from acting as a non-executive director (NED) and fined her £20,000 for failing to act with integrity at two mutual societies.