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Showing 211 to 220 of 898 search results for Consumer Duty implementation.

211. Accepting pension transfer referrals from overseas advisers: UK authorised firms’ responsibilities

     Pensions Published: 27/04/2023 Last modified: 27/04/2023
     The FCA highlights the increased risks to consumers when overseas firms refer defined benefit scheme members to UK firms for pension transfer advice.

212. The role of consumer decision-making in ensuring good market dynamics in the mortgage sector

     Speeches Published: 05/10/2016 Last modified: 31/10/2016
     Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, at the Mortgages Conference.

213. PS22/9: A new Consumer Duty [pdf]

     Policy statements Published: 27/07/2022
     We set out the final rules and guidance for a new Consumer Duty that will set higher expectations for the standard of care firms give consumers.

214. FG22/5: Final non-Handbook Guidance for firms on the Consumer Duty [pdf]

     Finalised guidance Published: 27/07/2022 Last modified: 14/06/2023
     The Consumer Duty sets the standard of care that firms should give to customers in retail financial markets.

215. Future into focus

     Speeches Published: 19/09/2013 Last modified: 19/09/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, at the International Swaps and Derivatives Association (ISDA) conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

216. PS20/3: Signposting to travel insurance for consumers with medical conditions

     Policy statements Published: 14/07/2019 Last modified: 22/03/2024
     This consultation sets out proposals to help consumers with pre-existing medical conditions (PEMCs) who can sometimes struggle to access affordable travel insurance that covers their medical conditions.

217. Statement on European Union referendum result

     Last modified: 27/06/2016
     On 23 June, the UK voted to leave the European Union (EU). This has significant implications for the UK.

218. CP21/13: A new Consumer Duty [pdf]

     Consultation papers Published: 14/05/2021
     We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards consumers

219. Securitisation

     Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
     Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,

220. Durable medium

     Tasks for firms Published: 06/03/2017 Last modified: 14/09/2023
     The FCA provides a clarification on the term 'durable medium', which will help firms to understand their obligations when using non-paper methods of communication.