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Showing 241 to 250 of 898 search results for Consumer Duty implementation.

  1. 2015 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

  2. Tackling the hard questions

    Speeches Published: 28/04/2016 Last modified: 02/07/2024
    Speech by Mark Steward, director of enforcement and market oversight, at the Thomson Reuters Annual Compliance and Risk Summit 2016.

  3. Binary options scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how binary options work, how to avoid scams and what to do if you’re scammed.

  4. Forex trading scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how unauthorised forex trading and brokerage firms work, how to avoid scams and what to do if you’re scammed.

  5. Trading names

    Tasks for firms Published: 20/10/2022 Last modified: 09/08/2023
    Learn what you should and shouldn’t do when registering a trading name that’s different from your firm’s registered company name.

  6. Immigration Act 2014

    Tasks for firms Published: 10/11/2015 Last modified: 29/02/2024
    The FCA explains how the Immigration Act 2014 prohibits banks and building societies from opening current accounts for people who are known not to have leave to remain in or to enter the UK.

  7. Framework MoU: Licensed Bodies as Multi-Disciplinary Practices Constituted as Alternative Business Structures [pdf]

    Memorandums of understanding Published: 01/04/2013 Last modified: 30/05/2013
    This memorandum of understanding recognises that regulators and professional bodies have duties to exercise various functions autonomously and in the public interest in mind. Co-operation and appropriate information sharing should provide clarity

  8. Apply to become a mortgage broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

  9. CP17/28: Financial Advice Market Review (FAMR): implementation Part II and insistent clients [pdf]

    Consultation papers Published: 01/08/2017
    Consultation on proposed changes to our rules and guidance on assessing creditworthiness in consumer credit.

  10. Chairman’s speech

    Speeches Published: 18/07/2013 Last modified: 18/07/2013
    Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.
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