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Showing 321 to 330 of 898 search results for Consumer Duty implementation.
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Customer Understanding of Transactions
their approach to designing products, providing understandable information to consumers and dealing with complaints. ... All firms are using customer survey findings, and many are using consumer group discussions as the basis for producing better, yet -
UCITS V: requirements for managers and depositaries
Read more on how increased powers for EU regulators ensures protection and confidence for investors in Undertakings for collective investment in transferable securities (UCITS). -
Supervisory correspondence
Find out how the FCA communicates with the firms it supervises. -
Prescribed Persons Annual Report 2022/23
The FCA is reporting on the whistleblowing disclosures made to it, under the Prescribed Persons Regulations 2017 covering April 2022 to 31 March 2023. -
Expectations of firms selling client banks
In the FCA's view, the client bank is the firm’s asset. It will act where these lists are being sold with redress liabilities. -
AI: Moving from fear to trust
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global summit: Regulation and risk management of Artificial Intelligence in financial services. -
New Chair appointments to FCA’s Markets Practitioner Panel, Practitioner Panel and Listing Authority Advisory Panel
The FCA has appointed Clare Woodman as Chair of the FCA Markets Practitioner Panel, Matt Hammerstein as Chair of the FCA Practitioner Panel, and Mandy Gradden as Chair of the Listing Authority Advisory Panel. -
Climate change and sustainable finance
The FCA's work on climate change and other environmental, social and governance (ESG) issues. -
Changes to credit union legislation in Great Britain
Find out about proposed changes for credit unions in Great Britain and what to do if you want to take advantage of the proposed new powers. -
Post-implementation review of the Retail Distribution Review
Consumer groups and consumers active in the retail investment market. Parties interested in the work of the FCA and its performance and accountability. ... We will also take action in the following areas:. Consumer understanding of advice offered – We