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Showing 331 to 340 of 898 search results for Consumer Duty implementation.

  1. Post-implementation review of the Retail Distribution Review

    News stories Published: 16/12/2014 Last modified: 06/01/2017
    Consumer groups and consumers active in the retail investment market. Parties interested in the work of the FCA and its performance and accountability. ... We will also take action in the following areas:. Consumer understanding of advice offered – We
  2. Primary Market Bulletin 48

    Newsletters Published: 26/04/2024 Last modified: 26/04/2024
    This special edition consults on changes we propose to make to guidance in our Knowledge Base
  3. The basic advice regime under MiFID II & IDD

    Financial advisers Published: 19/04/2018 Last modified: 16/02/2023
    The FCA explains the update that includes important information for firms selling stakeholder products using basic advice and the impact of MiFID II and IDD.
  4. Building on experience

    Speeches Published: 17/04/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at 'The future of financial services', Lansons, London.
  5. Information for newly authorised firms

    Published: 30/09/2022 Last modified: 25/05/2023
    As a newly authorised firm, learn about the systems you'll use and important things you need to know.
  6. Strong customer authentication and coronavirus

    Statements Published: 30/04/2020 Last modified: 01/05/2020
    In the exceptional circumstances of the Covid crisis, we are giving the industry an additional 6 months to implement strong customer authentication (SCA) for e-commerce.
  7. Is this the decade of the credit union?

    Speeches Published: 17/01/2020 Last modified: 17/01/2020
    Speech by Charles Randell, Chair of the FCA, delivered at the National Credit Union Forum, Penrith.
  8. The motivations, needs and drivers of non-advised investors: A qualitative research report [pdf]

    External research Published: 11/07/2014 Last modified: 11/07/2014
    This qualitative study into the needs and drivers of non-advised consumers within the retail investment market is one of many inputs informing the FCA’s post implementation review to assess the impact of the Retail Distribution Review (RDR).
  9. Apply to become a home finance provider

    Firm authorisation Published: 28/04/2020 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you’re a non-bank lender, lifetime mortgage provider or third-party mortgage administrator.
  10. Regulation in a changing world

    Speeches Published: 21/10/2019 Last modified: 21/10/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation.