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Showing 361 to 370 of 898 search results for Consumer Duty implementation.

  1. Share, bond and boiler room scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how share and bond scams work, how to avoid them and what to do if you’re scammed.

  2. FCA proposes cap on early exit charges

    Press Releases Published: 26/05/2016 Last modified: 26/05/2016
    This aims to ensure that consumers can access the government's pension reforms easily and affordably. ... The duty placed on the FCA by HMT is focused solely on exit charges for customers accessing their pension freedoms.

  3. Personal data and market oversight

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its market oversight functions.

  4. Vets and dentists

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

  5. Overseas Funds Regime: Update for firms

    Published: 01/05/2024 Last modified: 05/07/2024
    The Overseas Funds Regime (OFR) is expected to go live  later in 2024. We provide some key dates and initial information about how you can apply.

  6. The post-Brexit Handbook: a collective opportunity

    Blogs Published: 13/09/2023 Last modified: 13/09/2023
    The FCA is working on what a UK financial services rulebook outside of the EU will look like – and we want you to get involved.

  7. Repeal and replacement of assimilated law

    Firms Published: 13/07/2023 Last modified: 01/05/2024
    Documents on the repeal and replacement of provisions in the retained EU law.

  8. FCA sets clear plan for next 12 months

    Press Releases Published: 05/04/2023 Last modified: 05/04/2023
    In the second year of its 3-year strategy, the FCA plans to accelerate 4 areas of its work over the next 12 months through further investment and increased resources.

  9. Transforming culture in financial services

    Speeches Published: 19/03/2018 Last modified: 19/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Transforming culture in financial services conference.

  10. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
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