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Showing 481 to 490 of 898 search results for Consumer Duty implementation.

  1. The coronavirus (Covid-19) financial resilience survey data

    Data Published: 07/01/2021 Last modified: 07/01/2021
    The results from the FCA's financial resilience surveys that were sent to 23,000 regulated firms. Through the surveys the FCA is understanding the real-time effect the pandemic is having on the finances of the firms it prudentially regulates.

  2. Data strategy update 2022

    Data Published: 23/06/2022 Last modified: 24/06/2022
    The FCA sets out where it has made progress against its 2020 Data Strategy, where it has more to do, and where it has increased its focus.

  3. Citigroup Investment / Citigroup Implementation Services Limited

    Warnings Published: 24/07/2015 Last modified: 24/07/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  4. It's time for an Enlightenment on financial inclusion

    Speeches Published: 29/09/2023 Last modified: 29/09/2023
    Speech by Nikhil Rathi, the FCA's Chief Executive, delivered at PwC Glasgow for the Scottish Financial Enterprise: Extending Financial Inclusion event.

  5. Highlights of the FCA’s new approach in 2021

    Press Releases Published: 31/12/2021 Last modified: 12/01/2022
    Our mission is to protect consumers from harm, enhance the integrity of the UK’s financial system and promote competition. We are continuing to pursue these objectives while also working to become a more innovative, adaptive and assertive regulator

  6. FCA publishes third MiFID II consultation paper

    Press Releases Published: 29/09/2016 Last modified: 29/09/2016
    The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

  7. Early indications that reforms of financial advice are working

    Press Releases Published: 16/12/2014 Last modified: 12/04/2024
    Financial advisers are offering investors an increasingly professional service tailored to their individual needs, an FCA review has found.

  8. Portfolio letter for SIPP operators [pdf]

    Correspondence Published: 12/05/2023
    Our letter setting out expanded expectations of firms under the Consumer Duty

  9. MS17/1: Investment platforms market study

    Market studies Published: 16/07/2018 Last modified: 04/05/2022
    Following the publication of the Investment Platforms Market Study Final Report and Consultation Paper 19/12 proposing new rules in March this year, the FCA have published Policy Statement 19/29 setting out final rules.

  10. IRHP: claims for consequential loss

    Consumers Published: 26/04/2016 Last modified: 14/12/2021
    IRHP: claims for consequential loss.
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