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Showing 521 to 530 of 898 search results for Consumer Duty implementation.
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PS24/7: Implementing the Overseas Funds Regime (OFR)
Our final rules on the implementation of the Overseas Funds Regime -
Investor engagement in a changing regulatory landscape
During the sounding, the recipient should be informed of the resulting legal duties that come with the possession of inside information, and the recipient’s consent to receive the inside information ... Since the FCA was established in 2013 we have had -
Charles Randell speech at the Annual Public Meeting 2019
Speech by Charles Randell, Chair of the FCA, delivered at our 2019 Annual Public Meeting. -
New Chair of the Financial Conduct Authority’s Smaller Business Practitioner Panel announced
The Financial Conduct Authority Chairman, John Griffith-Jones, has today announced the appointment of a new Chair for the FCA’s independent Smaller Business Practitioner Panel. -
Secondary credit brokers
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
Financial watchdog fines Equifax Ltd £11 million for role in one of the largest cyber security breaches in history
FCA fines Equifax £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its parent company based in the US. -
FCA publishes proposals on transactions cost disclosure
The Financial Conduct Authority has today published proposed rules and guidance aimed at standardising the disclosure of the transaction costs incurred by pension investments. -
CP22/26: Quarterly Consultation Paper No. 38
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
Overdrafts and coronavirus: draft guidance for firms
FCA guidance for firms: overdrafts and coronavirus -
IFPR implementation observations: quantifying threshold requirements and managing financial resources
Firms should consider these and how they can strengthen their processes.