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Showing 631 to 640 of 898 search results for Consumer Duty implementation.
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CP16/10: Proposed implementation of the Enforcement Review and the Green Report
This paper sets out the regulators’ response to some of the recommendations and proposals for implementation. ... CP16/10: Proposed Implementation of the Enforcement Review and the Green Report (PDF). -
FCA launches enhanced Financial Services Register to protect consumers
The FCA has today launched its updated Financial Services (FS) Register – including a simpler design and clearer language. -
Diversity and inclusion: Our role as a regulator
We want to see greater levels of diversity and inclusion across the UK financial sector. Read about the work the FCA is doing to drive change in this area. -
Findings from our investment platforms costs and charges review – good and poor practice
In our Investment Platforms Market Study we said we would keep the role of platforms in helping consumers understand their investment costs under review. -
FCA concerned about problem behaviours linked to trading app design
The Financial Conduct Authority (FCA) has warned stock trading app operators to review design features, including those with game-like elements, which risk prompting consumers to take actions against their own interest. -
Wholesale market policy – a year in review
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the -
Personal investment firms that give bad advice to hold capital for redress
Our proposals to require personal investment firms to set aside capital so that they can cover compensation costs. -
FS19/2: a duty of care and potential alternative approaches – summary of responses and next steps
FCA published a feedback statement following our Discussion Paper on a duty of care and potential alternative approaches. -
Preparing for Brexit in financial services: the state of play
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London -
Insights from the Cyber Coordination Groups
Insights from the Cyber Coordination Groups