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Showing 641 to 650 of 898 search results for Consumer Duty implementation.

  1. FCA publishes first consultation on new prudential regime for UK investment firms

    News stories Published: 14/12/2020 Last modified: 14/12/2020
    The FCA is seeking views on its proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR) for FCA prudentially-regulated investment firms
  2. General insurance value measures data 2022

    Data Published: 20/09/2023 Last modified: 20/09/2023
    The FCA has published value measures data for a wide range of General Insurance (GI) Products for January to December 2022.
  3. FSA CP13/9: Implementation of the Alternative Investment Fund Managers Directive Part 2

    Consultation papers Published: 19/03/2013 Last modified: 30/08/2015
    We are consulting on transposing the Alternative Investment Fund Managers Directive (AIFMD) in the UK.
  4. Inside FCA podcast transcript Sean Cafferky Consumer Duty interview [pdf]

    Published: 07/02/2023
    Inside FCA Podcast transcript on the CD consumer support outcome
  5. Continuing Professional Development (CPD) and professional qualification exams during coronavirus

    Tasks for regulated firms Published: 27/05/2020 Last modified: 10/02/2023
    During the current pandemic, we expect firms to continue to demonstrate that relevant individuals remain competent to carry out their work.
  6. Speech: Darwin and an evolution in price discrimination

    Insight Published: 17/03/2016 Last modified: 17/02/2017
    It is about competition in the interests of consumers. So any conflicts between the competition duty and other objectives should be rare. ... It was clear that this would terminate supply to certain consumers but also that loss of access was beneficial
  7. An update on our approach to authorisation and our Brexit preparations

    Speeches Published: 30/10/2018 Last modified: 30/10/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Autumn Conference.
  8. The vital relationship between the regulator and the advisory industry

    Speeches Published: 18/11/2014 Last modified: 20/11/2014
    Speech by John Griffith-Jones, Chairman of the FCA, at The Association of Professional Financial Advisers (APFA) Annual Gala Dinner delivered at Banking Hall, London. This is the text of the speech as drafted, which may differ from the delivered
  9. Multi-occupancy buildings insurance – broker remuneration

    Multi-firm reviews Published: 21/04/2023 Last modified: 21/04/2023
    Read the findings of our multi-occupancy buildings insurance broker remuneration review.
  10. Further success in reducing pension funds’ costs and charges

    News stories Published: 06/12/2017 Last modified: 06/12/2017
    Actions taken by the FCA, the DWP and pension providers, together with Independent Governance Committees (IGCs) and trustees, result in lower costs and charges to consumers on about £24.9bn in workplace pension schemes.