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Showing 681 to 690 of 898 search results for Consumer Duty implementation.

  1. FCA finalises rules to improve the protection of client money and custody assets

    Press Releases Published: 10/06/2014 Last modified: 10/06/2014
    David Lawton, Director of Markets said:. “The protection of client assets is central to confidence in the UK markets and fundamental to consumers’ rights and the trust they place with firms. ... Coupled with the increased focus the FCA has had on

  2. PS22/12: Pensions Dashboards rules for pension providers

    Policy statements Published: 01/11/2022 Last modified: 29/04/2024
    Final rules and guidance requiring regulated pension providers to provide and enable information about personal and stakeholder pensions for pensions dashboards.

  3. Automated investment services - our expectations

    Multi-firm reviews Published: 21/05/2018 Last modified: 07/05/2024
    The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back

  4. FCA proposes new premium listing category for sovereign-controlled companies

    Press Releases Published: 13/07/2017 Last modified: 13/07/2017
    The Financial Conduct Authority (FCA) has today launched a consultation on proposals to create a new category within its premium listing regime to cater for companies controlled by a shareholder that is a sovereign country.

  5. PS19/8: Increasing the award limit for the Financial Ombudsman Service

    Policy statements Published: 16/10/2018 Last modified: 08/03/2019
    Following our Consultation Paper CP18/31, we are increasing the Financial Ombudsman Service’s award limit. The award limit sets the maximum amount of compensation the ombudsman service can require financial services firms to pay when it upholds a

  6. CP15/20: Investing in authorised funds through nominees

    Consultation papers Published: 22/06/2015 Last modified: 22/06/2015
    In late 2013, we decided to put the implementation of the majority of COBS 14.4 on hold until 31 December 2015. ... The proposals will also be of interest to consumers who invest in authorised funds and consumer organisations.

  7. Building societies: Facing the challenges and opportunities head on

    Speeches Published: 19/05/2016 Last modified: 19/05/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the Building Societies Association Annual Conference on 19 May 2016, in Gateshead.

  8. How we can help consumers cope during the cost of living squeeze

    Blogs Published: 06/02/2023 Last modified: 06/02/2023
    In this blog, Sheldon Mills discusses the ways we can help consumers, and how we ensure customer protection when faced with financial challenges arising from the cost of living.

  9. PS15/17: Pension Wise – recommendation policy

    Policy statements Published: 03/07/2015 Last modified: 17/08/2021
    In this Policy Statement, the FCA reports on the main issues arising from CP15/12 and publishes the recommendation policy.

  10. Research Note: Digital engagement practices: a trading apps experiment

    Research notes Published: 20/06/2024 Last modified: 20/06/2024
    We investigated the effect of digital engagement practices, including gamification, on consumer trading behaviour.
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