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Showing 721 to 730 of 898 search results for Consumer Duty implementation.

  1. Letter from the Chairman to the Chief Ombudsman on application for certification under the Alternative Dispute Resolution (ADR) Directive

    Statements Published: 09/07/2015 Last modified: 09/07/2015
    I understand that you have made minor amendments to the reasoned statement following publication of the Alternative Dispute Resolution for Consumer Disputes (Amendment) Regulations 2015 but that these amendments are not ... This approach to

  2. FCA warns insurance firms over product governance rules deadline

    Press Releases Published: 25/08/2021 Last modified: 25/08/2021
    Insurance firms may not be ready to implement new product governance rules there to ensure insurance provides fair value, according to a review published today by the Financial Conduct Authority (FCA).

  3. Further details of Independent Investigation of Connaught Income Fund Series 1 announced

    Press Releases Published: 27/09/2019 Last modified: 04/10/2019
    Raj Parker has announced that the independent investigation into the approach to, implementation and oversight of the Connaught Income Fund Series 1 (the Fund) is now up and running and is inviting affected individuals to get in touch.

  4. FCA issues 146 alerts in first 24 hours of new crypto marketing regime

    Statements Published: 09/10/2023 Last modified: 09/10/2023
    Changes to legislation that bring cryptoasset promotions under our remit are now in force.

  5. Ex post Impact Evaluation Framework – Feedback Statement

    Feedback statements Published: 20/12/2018 Last modified: 20/12/2018
    This feedback statement summarises views received from our stakeholders after the publication of a discussion paper in April 2018, and our responses to them.

  6. Rules that apply to firms in SRO and fund operators in the TMPR

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).

  7. PS18/3: Perimeter guidance on personal recommendations on retail investments

    Policy statements Published: 23/02/2018 Last modified: 23/02/2018
    This Policy Statement sets out our response to feedback on new perimeter guidance on what constitutes a personal recommendation, which we published in consultation CP17/28: FAMR Implementation Part II and insistent clients (PDF).

  8. FCA’s new rules on climate-related disclosures to help investors, clients and consumers

    News stories Published: 17/12/2021 Last modified: 17/12/2021
    We have published two Policy Statements confirming final rules and guidance to promote better climate-related financial disclosures.

  9. Competition Policy in Financial Markets – the view from the regulators

    Speeches Published: 22/06/2016 Last modified: 22/06/2016
    Speech by Mary Starks, Director of Competition, FCA, delivered at the Centre for Competition Policy (CCP) Conference on 10 June in Norwich.

  10. Retail Distribution Review six months in – how firms are implementing the RDR

    Press Releases Published: 25/07/2013 Last modified: 09/02/2017
    The Financial Conduct Authority (FCA) has published an early review of how advisory firms have implemented some of the core aspects of the Retail Distribution Review (RDR) months after its implementation.
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