Search results
Showing 731 to 740 of 898 search results for Consumer Duty implementation.
-
FCA and PRA jointly publish proposals to enhance enforcement decision-making processes
The FCA and the PRA have today published proposals aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes. -
DP14/1 Recovering the costs of administering the regulatory gateway through application fees
This discussion paper (DP) invites views on how we should recover from firms the costs of administering the regulatory gateway. -
FCA publishes interim feedback following a call for input to the post-implementation review of the rules for crowdfunding
The Financial Conduct Authority (FCA) has given an update on the post-implementation review of the loan-based and investment-based crowdfunding market. Our earlier call for input raised a number of issues for discussion; the feedback statement -
FCA bans partners of firm that failed to consider customer SIPP suitability
Mr Hughes also failed in his duty to ensure 1 Stop’s compliance with the FCA’s rules by delegating his responsibilities for compliance to an external consultant and failing to ... To support this it has three operational objectives: to secure an -
FG24/3: Finalised non-handbook guidance on the anti-greenwashing rule
We set out the guidance on the anti-greenwashing rule. -
New Chair of the Financial Conduct Authority’s Practitioner Panel announced today
general policies and practices are consistent with its general duties, as set out in the Financial Services and Markets Act 2000 (as amended). ... On 1 April 2014, the FCA took over responsibility for consumer credit regulation. -
FCA places restrictions on twice as many consumer investment firms this year
The FCA has placed restrictions on twice as many firms in the investment market compared to last year, as part of its strategy designed to prevent harm in the consumer investment market. -
FCA finds weak price competition in some areas of the asset management sector
The Financial Conduct Authority (FCA) has today published the interim findings of its asset management market study, which suggests that there is weak price competition in a number of areas of the asset management industry. -
PS21/18: Restricting CMC charges for financial products and services claims
This policy statement sets out new rules for claims management companies (CMCs). The rules restrict the fees charged by CMCs for managing claims about non-PPI financial products and services. -
TR14/21: Retail investment advice: Adviser charging and services
We also commissioned NMG Consulting to conduct consumer research into how consumers interact with advisory firms’ ongoing service propositions. ... Our consumer research highlighted the importance many consumers place on the ongoing service element of