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Showing 761 to 770 of 898 search results for Consumer Duty implementation.

761. CP14/20: Implementing the Mortgage Credit Directive and the new regime for second charge mortgages

     Consultation papers Published: 25/09/2014 Last modified: 15/01/2015
     In this paper we set out our proposals for the new second charge lending regime alongside our plans for MCD implementation. ... This will interest lenders, administrators, intermediaries and consumers in both the first and second charge mortgage markets.

762. Financial services exemptions in forthcoming Corporate Insolvency and Governance Bill

     Statements Published: 14/05/2020 Last modified: 14/05/2020
     These measures are expected to be included in the Corporate Insolvency and Governance Bill (Bill).

763. FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught

     Press Releases Published: 17/12/2020 Last modified: 17/12/2020
     The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught)

764. PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules

     Policy statements Published: 28/06/2017 Last modified: 05/04/2018
     This policy statement sets out our final rules and guidance to address some of the findings of the asset management market study, focused on the duties that authorised fund managers have as the agents of investors in their funds.

765. FCA reveals next round of successful firms in its regulatory sandbox

     Press Releases Published: 05/12/2017 Last modified: 06/12/2017
     The Financial Conduct Authority (FCA) today unveils the firms that were successful in their applications to begin testing in the third cohort of the sandbox.

766. FCA publishes final rules to make those in the banking sector more accountable

     Press Releases Published: 07/07/2015 Last modified: 19/04/2016
     Preparing for implementation. Electronic grandfathering forms become available for submission – Autumn 2015. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to protect and enhance

767. Financial Services & Markets Act 2023 gives FCA new powers to protect access to cash

     Statements Published: 18/08/2023 Last modified: 18/08/2023
     FCA’s new powers are an important step towards maintaining reasonable provision of cash deposit and withdrawal services.

768. Competition in the asset management industry: UK experiences, global implications

     Speeches Published: 24/10/2017 Last modified: 24/10/2017
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Securities Industry and Financial Markets Association's (SIFMA) 2017 Annual Meeting.

769. Latest FCA perimeter report calls for legislative change to protect consumers

     Press Releases Published: 21/10/2021 Last modified: 21/10/2021
     In the 2020/21 Perimeter Report, the FCA has called for legislative change to address concerns beyond its remit.

770. FCA announces the names of firms who have participated in the Advice Unit and publishes the FAMR baseline report

     Press Releases Published: 30/06/2017 Last modified: 30/06/2017
     The Financial Conduct Authority (FCA) has today announced the names of firms who have participated in the Advice Unit.