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Showing 811 to 820 of 898 search results for Consumer Duty implementation.
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CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime
Consumers may be interested how individual accountability is being enhanced within financial services. -
FCA bans four for 'disgraceful' failings in relation to occupational pension schemes
Three men have been banned from working in the financial services industry by the Financial Conduct Authority (FCA); and another has been banned from holding key positions. This follows a review of CBW Trustees Limited and CBW Pensions Forensics -
FCA statement on onshoring ESMA’s temporary intervention measures on retail CFD and binary options products
The European Securities and Markets Authority’s (ESMA) temporary intervention measures prohibiting binary options and restricting contract for difference products (CFDs) sold to retail clients will become part of UK domestic law on exit day as -
FCA sets out next steps to improve competition in the UK’s asset management industry
The FCA has published the latest step in its response to the concerns identified through its asset management market study. This is part of a package of remedies to ensure fund managers compete on the value they deliver, and act in the interests of -
CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)
However, following subsequent feedback, we deferred implementation of these rules pending further review, which we are now doing in this consultation paper. ... consumers and consumer organisations. professional and trade bodies representing PIFs and -
FCA gives update on banks’ overdraft pricing decisions and plans to support consumers
Our new rules on overdrafts address both how much the most vulnerable were being charged for unarranged overdrafts, and the level of fees and charges that many arranged overdraft customers were paying on top of interest rates. -
Advice firms demonstrate some good practice on due diligence but greater consistency needed
To deliver good outcomes for consumers, financial advisers need to undertake research and due diligence to assess the nature of the investments they recommend, their risks and benefits and to understand ... The FCA will publish a second consultation -
FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions
to implement and review the consumer credit regime and the firms and practices within the sector. ... poor culture and practice in consumer credit affordability assessments that could result in unaffordable debt. -
TR16/1: Assessing suitability: Research and due diligence of products and services
We undertook this project as previous thematic work and instances of consumer harm have shown that the poor quality of an advisory firm’s research and due diligence is one of ... We will be publishing a second consultation paper on the implementation -
5 million pension savers could put their retirement savings at risk to scammers
The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could