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Showing 821 to 830 of 898 search results for Consumer Duty implementation.
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FCA publishes terms of reference for its investment and corporate banking market study
The Financial Conduct Authority (FCA) has set out the issues it will focus on as part of its market study into competition in investment and corporate banking. -
FCA fines and prohibits Mr Stephen Bell, former director of network Financial Group, from performing compliance oversight function
Mr Bell was responsible for compliance oversight generally and had knowledge of and responsibility for the design and implementation of the controls at the firms. ... To support this it has three operational objectives: to secure an appropriate degree of -
Insurance brokers: serving consumers and businesses in times of uncertainty and change
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the British Insurance Brokers' Association (BIBA) Conference. -
Market Force and the Chartered Institute’s Nicholas Barbon Lectures
Speech by Andrew Bailey, Managing Director, Prudential Business Unit at the Chartered Institute’s Nicholas Barbon Lectures, London -
New Chairs of the Financial Conduct Authority’s Practitioner Panels announced today
The Practitioner Panels are part of the system that the FCA set up to make and maintain effective arrangements for consulting practitioners and consumers on the extent to which its general ... policies and practices are consistent with its general duties, -
FCA agrees MoUs with ESMA and EU regulators to allow cooperation and exchange of information
The Financial Conduct Authority (FCA) has agreed Memoranda of Understanding (MoUs) with ESMA and EU regulators. -
Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes
The IPB recommends that governance bodies agree remedial actions and an implementation plan with their provider by end December 2015 at the latest. ... Doug Taylor, Independent Consumer Expert. Michelle Cracknell, Chief Executive, The Pensions Advisory -
Financial watchdog proposes to ban debt packager referral fees to protect consumers
The FCA is to push ahead with proposals to ban debt packager firms from receiving referral fees from debt solution providers, following further analysis of the market. -
Firms continue to fail to meet our expectations on their use of dealing commission
We summarise our findings from a review that analysed dealing commission expenditure across 31 investment managers (covering asset managers, wealth managers and host-authorised corporate director providers) between 2012 and 2015. -
CP23/20: Diversity and inclusion in the financial sector – working together to drive change
Alongside the Prudential Regulation Authority (PRA), we are consulting on proposals to introduce a new regulatory framework on Diversity and Inclusion (D&I) in the financial sector.