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Showing 841 to 850 of 898 search results for Consumer Duty implementation.

  1. Joint Regulatory Oversight Committee highlights 2023 progress and sets out future UK open banking plans

    News stories Published: 18/12/2023 Last modified: 18/12/2023
    The Joint Regulatory Oversight Committee has today published an update on the significant progress made since it outlined its open banking vision in April and sets out plans to deliver a new generation of payment products and services.
  2. CP16/2: Mortgage Credit Directive: Minor changes to our rules and guidance

    Consultation papers Published: 15/01/2016 Last modified: 23/02/2016
    Consultation paper 16/2 [PDF]. This consultation will particularly affect housing associations and consumers that have taken out second charge mortgages with housing associations. ... It will also affect firms and consumers with credit agreements or
  3. Further guidance on enhancing resilience in Liability Driven Investment

    Multi-firm reviews Published: 24/04/2023 Last modified: 24/04/2023
    The FCA contacted asset managers as they enhance their resilience and review the vulnerabilities they experienced. This publication shares guidance and recommendations for LDI managers.
  4. Cryptoasset firms marketing to UK consumers must get ready for financial promotions regime

    Statements Published: 06/02/2023 Last modified: 06/02/2023
    All cryptoasset firms marketing to UK consumers, including firms based overseas, will soon need to comply with the new UK financial promotions regime.
  5. FS16/2: Feedback Statement on Call for Input: Regulatory barriers to innovation in digital and mobile solutions

    Feedback statements Published: 09/03/2016 Last modified: 09/03/2016
    We noted that:. digital and mobile solutions can be more convenient for many consumers and offer efficiency and cost benefits to providers. ... to consumers, there are a number of perceived barriers that are preventing greater use of all the available
  6. FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000

    Press Releases Published: 22/07/2014 Last modified: 22/07/2014
    the proper course of the exercise of their employment, profession or duties. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to protect and enhance the integrity of the UK financial
  7. CP16/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17

    Consultation papers Published: 18/01/2016 Last modified: 18/01/2016
    This consultation is relevant to all authorised firms, but contains no material of direct relevance to retail financial services consumers or consumer groups upon which they might need to act. ... As costs may be passed on to consumers in the form of
  8. CP18/36: Brexit: proposed changes to the Handbook and Binding Technical Standards – second consultation

    Consultation papers Published: 23/11/2018 Last modified: 01/03/2019
    In this paper, we publish further proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also consult on our proposed approach to
  9. PS19/26: Brexit - Regulatory Technical Standards for Strong Customer Authentication and Common and Secure Open Standards of Communication

    Policy statements Published: 25/10/2019 Last modified: 18/01/2021
    This policy statement PS19/26 confirms the regulatory technical standards for strong customer authentication and common and secure open standards of communication, which will apply in the UK, in the event of a no-deal exit by the UK from the EU.
  10. FCA publishes rules on how it will apply the new accountability regime to UK branches of overseas banks and Solvency II firms

    Press Releases Published: 13/08/2015 Last modified: 19/04/2016
    These will support the implementation of the fitness and propriety requirements of Solvency II in a way that is proportionate and minimises the burden on firms, by avoiding them having to ... On 1 April 2014, the FCA took over responsibility for consumer