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Showing 201 to 210 of 408 search results for Consumer Duty implementation plans.

  1. FCA confirms proposals in the event of a no-deal Brexit

    Press Releases Published: 28/02/2019 Last modified: 15/03/2019
    The Financial Conduct Authority (FCA) has published near-final rules and guidance that will apply in the event the UK leaves the EU without an implementation period.  As most of the changes proposed will be made under powers given to the FCA under

  2. Agile regulation and planning for success

    Speeches Published: 06/10/2022 Last modified: 06/10/2022
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at CISI/The Financial Planning Conference 2022

  3. Call for input to the post-implementation review of the FCA’s crowdfunding rules

    Calls for input Published: 02/09/2016 Last modified: 09/09/2016
    In this paper we set out some of the recent developments across the crowdfunding sector and a number of concerns that we have identified in response.

  4. Transforming culture in financial services

    Speeches Published: 19/03/2018 Last modified: 19/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Transforming culture in financial services conference.

  5. Why does the FCA care about diversity and inclusion?

    Speeches Published: 28/01/2021 Last modified: 28/01/2021
    Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, given at the Ethnic Diversity in the City and Corporate UK Summit.

  6. The growth of the UK credit card market

    Speeches Published: 03/04/2014 Last modified: 03/04/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at Credit Today's Credit Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Primary credit brokers

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

  9. FCA publishes feedback to Call for Input on open finance

    News stories Published: 26/03/2021 Last modified: 26/03/2021
    We have published a Feedback Statement to our Call for Input on open finance.

  10. Recovery plans – initial observations

    News stories Published: 19/05/2016 Last modified: 19/05/2016
    As part of this, we also expect firms to demonstrate proactive identification and mitigation of any recovery plan deficiencies and impediments in their recovery plans. ... For example, some plans did not identify that the entity/group was listed on an