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Showing 221 to 230 of 408 search results for Consumer Duty implementation plans.

  1. The importance of international co-operation

    Speeches Published: 09/10/2018 Last modified: 09/10/2018
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.

  2. Secondary credit brokers

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

  3. FCA publishes third MiFID II consultation paper

    Press Releases Published: 29/09/2016 Last modified: 29/09/2016
    The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

  4. Building trust in sustainable investments

    Speeches Published: 23/11/2020 Last modified: 23/11/2020
    Speech by Richard Monks on building trust in sustainable investments.

  5. Innovate Finance Global Summit

    Speeches Published: 11/04/2016 Last modified: 09/05/2016
    Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the Innovate Finance Global Summit on 11 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Maintaining market confidence: an update on Brexit

    Speeches Published: 05/11/2018 Last modified: 05/11/2018
    Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit

  7. FCA publishes final report into asset management sector

    Press Releases Published: 28/06/2017 Last modified: 28/06/2017
    The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector.

  8. Asset management portfolio tools

    Firms Multi-firm reviews Published: 13/01/2020 Last modified: 27/10/2020
    This report sets out our review findings of how firms in the asset management sector selected and used risk modelling and other portfolio management tools.

  9. Human face of regulation

    Speeches Published: 10/04/2013 Last modified: 16/08/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the London School of Economics, London

  10. FCA expectations regarding funds in light of coronavirus (Covid-19)

    Firms Last modified: 14/05/2024
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).