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Showing 361 to 370 of 408 search results for Consumer Duty implementation plans.

  1. TR15/9: Embedding the Mortgage Market Review: Advice and Distribution

    Thematic reviews Published: 25/06/2015 Last modified: 09/07/2015
    Thematic review TR15/9 [PDF]. This report should be read in conjunction with ESRO’s independent customer research report Understanding consumer expectations of the mortgage sales process. ... Consumer groups and trade bodies will also be interested in

  2. Building societies: Facing the challenges and opportunities head on

    Speeches Published: 19/05/2016 Last modified: 19/05/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the Building Societies Association Annual Conference on 19 May 2016, in Gateshead.

  3. FCA places restrictions on twice as many consumer investment firms this year

    Press Releases Published: 18/10/2022 Last modified: 13/06/2023
    The FCA has placed restrictions on twice as many firms in the investment market compared to last year, as part of its strategy designed to prevent harm in the consumer investment market.

  4. Financial Services & Markets Act 2023 gives FCA new powers to protect access to cash

    Statements Published: 18/08/2023 Last modified: 18/08/2023
    FCA’s new powers are an important step towards maintaining reasonable provision of cash deposit and withdrawal services.

  5. CP16/9: FCA regulated fees and levies: rates proposals 2016/17

    Consultation papers Published: 04/04/2016 Last modified: 10/08/2021
    We are consulting on our proposed 2016/17 regulatory fees and levies

  6. Financial watchdog cracks down on problem firms and supports struggling borrowers

    Press Releases Published: 20/07/2023 Last modified: 20/07/2023
    In the past year, the FCA has reduced harm to consumers and businesses by stopping 627 firms, that failed to meet the minimum standards, from operating.

  7. Joint Regulatory Oversight Committee sets out recommendations for the next phase of open banking in the UK

    News stories Published: 17/04/2023 Last modified: 17/04/2023
    Report from the Joint Regulatory Oversight Committee (JROC) with recommendations for the next phase of open banking in the UK.

  8. Regulatory co-operation between the UK and US: now and in the future

    Speeches Published: 12/06/2019 Last modified: 12/06/2019
    Panel appearance by Nausicaa Delfas, Executive Director of International at the BritishAmerican Business Transatlantic Finance Forum, New York City

  9. Financial services exemptions in forthcoming Corporate Insolvency and Governance Bill

    Statements Published: 14/05/2020 Last modified: 14/05/2020
    These measures are expected to be included in the Corporate Insolvency and Governance Bill (Bill).

  10. FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation

    Press Releases Published: 31/03/2017 Last modified: 31/03/2017
    The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting