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Showing 291 to 300 of 898 search results for Consumer Duty letter.

  1. Fluid ISA

    Warnings Published: 07/04/2021 Last modified: 03/11/2022
    Fluid ISA is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  2. Binary options scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how binary options work, how to avoid scams and what to do if you’re scammed.

  3. Supervision

    About us How we regulate Published: 18/04/2016 Last modified: 13/12/2023
    Find out about the FCA's approach to supervising firms, including why we supervise and how we divide the financial sectors we regulate.

  4. Forex trading scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how unauthorised forex trading and brokerage firms work, how to avoid scams and what to do if you’re scammed.

  5. Trading names

    Tasks for firms Published: 20/10/2022 Last modified: 09/08/2023
    Learn what you should and shouldn’t do when registering a trading name that’s different from your firm’s registered company name.

  6. Immigration Act 2014

    Tasks for firms Published: 10/11/2015 Last modified: 29/02/2024
    The FCA explains how the Immigration Act 2014 prohibits banks and building societies from opening current accounts for people who are known not to have leave to remain in or to enter the UK.

  7. Framework MoU: Licensed Bodies as Multi-Disciplinary Practices Constituted as Alternative Business Structures [pdf]

    Memorandums of understanding Published: 01/04/2013 Last modified: 30/05/2013
    This memorandum of understanding recognises that regulators and professional bodies have duties to exercise various functions autonomously and in the public interest in mind. Co-operation and appropriate information sharing should provide clarity

  8. From Zeroes to Heroes: How culture in financial services can change for everyone’s benefit

    Speeches Published: 29/11/2022 Last modified: 08/01/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry.

  9. Whistleblowing quarterly data 2023 Q3

    Data Published: 08/03/2024 Last modified: 08/03/2024
    The data shows the number of new whistleblowing reports the FCA received in July and September 2023 and the allegations they featured.

  10. Retirement Income Advice Assessment Tool (RIAAT)

    Published: 20/03/2024 Last modified: 20/03/2024
    De