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Showing 381 to 390 of 898 search results for Consumer Duty letter.
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AI: Flipping the coin in financial services
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023. -
Highlights of the FCA’s approach in 2022
The FCA set out a new three-year strategy in April designed to improve outcomes for consumers and markets. -
Securitisation Repositories
A Securitisation Repository (SR) is a legal entity that centrally collects and maintains the records of securitisations. Read more on how to apply. -
Building on experience
Speech by Martin Wheatley, Chief Executive, the FCA, at 'The future of financial services', Lansons, London. -
Accomplishments of the last 5 years
Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London. -
Regulation in a changing world
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation. -
PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms
PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms. ... Under the Duty of Responsibility, we can take enforcement action against Senior Managers if:. -
Debt advice firms portfolio letter [pdf]
Our view of key risks debt advice firms pose to their consumers or the markets in which they operate, our expectations, and our supervisory strategy and programme of work -
Maturing dormant Child Trust Fund accounts
Information for Child Trust Fund (CTF) providers on the treatment of dormant accounts at maturity, including legislative changes and how to apply for a modification by consent if a client can’t be contacted. -
Innovation and improving outcomes
Speech by Christopher Woolard, Director of Strategy and Competition, delivered at the Global Digital Banking Conference on 16 June 2016 in London.