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Showing 401 to 410 of 898 search results for Consumer Duty letter.

  1. Data reporting services providers

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 14/12/2022
    Before entities may provide a Data Reporting Service (DRS) in the UK, they must be authorised by us or verified. Find out what this means for your firm.

  2. Recruiting key staff and managing the risk of leaving: credit unions

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Find out how to manage the risk caused by losing an important member of staff who holds vital information about your credit union.

  3. Personal data and enforcement

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its enforcement functions.

  4. Cryptoasset firms marketing to UK consumers must get ready for the financial promotions regime by 8 October 2023 [pdf]

    Correspondence Published: 04/07/2023
    We write to inform firms that the UK Government has now legislated to bring qualifying cryptoassets within scope of the financial promotion regime.

  5. Share, bond and boiler room scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how share and bond scams work, how to avoid them and what to do if you’re scammed.

  6. FCA proposes cap on early exit charges

    Press Releases Published: 26/05/2016 Last modified: 26/05/2016
    This aims to ensure that consumers can access the government's pension reforms easily and affordably. ... The duty placed on the FCA by HMT is focused solely on exit charges for customers accessing their pension freedoms.

  7. Portfolio letter: Credit Rating Agencies [pdf]

    Correspondence Published: 23/02/2022
    This is the first FCA portfolio letter for credit rating agencies (CRAs). We are sending it to all firms in the portfolio to communicate what we expect CRAs to do to minimise risks to consumers, market integrity or competition from failures to meet

  8. Personal data and market oversight

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its market oversight functions.

  9. Vets and dentists

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

  10. FCA statement on the Joint Declaration on climate change

    Statements Published: 02/07/2019 Last modified: 08/07/2019
    Today we have published a Joint Declaration with the Prudential Regulation Authority (PRA), The Pensions Regulator (TPR) and Financial Reporting Council (FRC), welcoming the publication of the Government’s Green Finance Strategy and setting out