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Showing 421 to 430 of 898 search results for Consumer Duty letter.

  1. Speech: Beyond economics?

    Insight Published: 25/01/2017 Last modified: 28/02/2017
    consumer advocacy bodies, marketing by firms, institutional structures such as courts and so on. ... that financial consumers are biased in some ways.See various occasional papers on our website.

  2. Information we can share

    Last modified: 05/01/2024
    A guide to what the FCA can and can’t share with the public about firms, people, and markets.

  3. PPI complaints handling update

    News stories Published: 16/10/2019 Last modified: 01/05/2020
    We are aware that the volume of PPI checking enquiries and complaints sent to firms increased significantly during August 2019 in the run-up to the complaints deadline on 29 August. As a result, firms will not be able to meet their normal complaint

  4. Investment managers

    Firm authorisation Published: 05/07/2023 Last modified: 19/12/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  5. Senior management functions

    Tasks for regulated firms Published: 12/05/2015 Last modified: 08/12/2022
    Learn about senior management functions (SMFs) and how we assess them.

  6. Providers and distributors of contracts for difference (CFD) products: resolving failings which may cause significant consumer harm [pdf]

    Correspondence Published: 10/01/2018
    Following the conclusion of a project that assessed whether CFD providers and distributors deliver the CFD product to the intended target market, pay due regard to the interests of customers and treat them fairly, we have published a Dear CEO letter

  7. The changing face of financial crime

    Speeches Published: 30/06/2013 Last modified: 05/04/2023
    Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London.

  8. British Steel pension redress scheme

    Consumers Published: 30/05/2021 Last modified: 28/02/2023
    You could be owed money if you were given poor advice to transfer out of the BSPS. Find out more about the FCA’s redress scheme.

  9. FCA statement - insuring SMEs: business interruption

    Statements Published: 01/05/2020 Last modified: 01/05/2020
    FCA announces it intends to obtain a court declaration to resolve contractual uncertainty in business interruption insurance cover

  10. SVS Securities PLC Enters Administration

    News stories Published: 05/08/2019 Last modified: 01/10/2020
    News story on SVS Securities PLC entering Administration