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Showing 431 to 440 of 898 search results for Consumer Duty letter.
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A sustainable conduct environment
Speech by Clive Adamson, Director of Supervision, the FCA, at the Association of Professional Compliance Consultants’ annual conference. This is the text of the speech as drafted, which may differ from the delivered version. -
The FCA’s role in promoting innovation
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the BBA FinTech Banking Conference. -
Reaping the rewards of investing in women
Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at PIMFA Women’s symposium conference -
Global regulation, local solutions
Speech delivered by Nausicaa Delfas, Executive Director of International, at BCLP, London -
Email regarding potentially misleading marketing to all firms carrying out currency transfer services [pdf]
To follow up on our communication of 26 May 2016, we have today (24 August 2016) written to a number of firms in the initial sample whose promotions we consider to be potentially misleading. We have advised those firms of our concerns specific to -
Overview of competition at the FCA
Speech by Mary Starks, Director of Competition and Economics at the FCA, delivered at Credit Suisse. -
Dealing with EEA firms and investment funds
What to check if you’re dealing with an EEA firm in supervised run-off (SRO) or contractual run-off (CRO), or a fund in the temporary marketing permission regime (TMPR). -
Information for SIPP operators in light of Berkeley Burke administration
On 18 September 2019 the directors of Berkeley Burke SIPP Administration Limited ('BBSAL'), a firm authorised and regulated by the FCA, appointed Adrian Allen and Diana Frangou of RSM Restructuring Advisory LLP as Joint Administrators -
Update for consumers on Philips Trust Corporation
We provide an update for consumers on our work relating to the administration of Philips Trust Corporation. -
Motor dealers
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.