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Showing 481 to 490 of 898 search results for Consumer Duty letter.
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FCA operating service metrics 2021/22
The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22. -
Advice checker: defined benefit pension transfers
Find out if the defined benefit (DB) pension transfer advice you received was right for you. If you received unsuitable advice you could be owed money. -
FCA puts the spotlight on debt management firms
The Financial Conduct Authority (FCA) has today published its second thematic review of the debt management sector, looking at commercial and not-for-profit firms that provide debt advice and administer debt management plans to help customers deal -
Financial promotions quarterly data 2024 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024. -
FCA statement on Assessing Suitability Review 2
FCA statement on Assessing Suitability Review 2 -
FCA decides to impose conditions on takeover of Link Group
Following announcements made on Monday 12 September by Link Group to the Australian Securities Exchange and Dye and Durham to the Toronto Stock Exchange, the FCA is providing a short update on its involvement in the proposed takeover of the Link -
Inside FCA Podcast: Explaining the Consumer Duty consumer understanding outcome [pdf]
Inside FCA Podcast transcript of Richard Wilson explaining the Consumer Duty consumer understanding outcome. -
Liberty SIPP Limited enters administration
On 27 April 2020, the directors of Liberty SIPP Limited, a firm authorised and regulated by the Financial Conduct Authority (FCA), appointed Andrew Poxon & Alex Cadwallader of Leonard Curtis as Joint Administrators ('administrators'). -
AXA IM Asia / AXA Hong Kong / AXA Investment Managers Hong Kong / Acervo Group (clone of FCA authorised firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. -
Inside FCA interview transcript with Ed Smith [pdf]
Podcast Interview transcript Ed Smith Consumer Duty price and value outcome