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Showing 501 to 510 of 898 search results for Consumer Duty letter.
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MiFID II – the road ahead
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
It's time for an Enlightenment on financial inclusion
Speech by Nikhil Rathi, the FCA's Chief Executive, delivered at PwC Glasgow for the Scottish Financial Enterprise: Extending Financial Inclusion event. -
Highlights of the FCA’s new approach in 2021
Our mission is to protect consumers from harm, enhance the integrity of the UK’s financial system and promote competition. We are continuing to pursue these objectives while also working to become a more innovative, adaptive and assertive regulator -
Hartley Pensions Limited enters administration
On 29 July 2022 the directors of Hartley Pensions appointed Peter Kubik and Brian Johnson of UHY Hacker Young LLP as joint administrators at the request of the FCA. -
FSCS supplementary levies for 2017/18
Find out more about the FSCS’s supplementary levy and why the retail pool is triggered -
IRHP: claims for consequential loss
IRHP: claims for consequential loss. -
2017 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. -
CP16/15: Capping early exit pension charges
This consultation is specifically concerned with our approach to discharging the duty to be imposed on the FCA to cap early exit charges for consumers accessing the pension freedoms. ... The statutory duty, and hence our proposals, do not make any -
Calibrating controls to build confident markets
Speech by Sarah Pritchard, Executive Director of Markets and International at the Financial Crime Summit 2023 by 1LoD. -
Apply to become a pre-paid funeral plans firm
If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply.