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Showing 601 to 610 of 898 search results for Consumer Duty letter.

  1. FCA and DWP publish call for evidence on transaction costs

    Press Releases Published: 02/03/2015 Last modified: 02/03/2015
    We have a duty to throw light for the first time on potential hidden charges - and restore faith and fairness in British pensions.". ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to

  2. FCA finds firms fail to deliver best execution

    Press Releases Published: 31/07/2014 Last modified: 31/07/2014
    The FCA has a statutory objective to promote the integrity of the UK financial system and secure appropriate protection for consumers. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers;

  3. Financial Promotions for high-risk investments

    Multi-firm reviews Published: 27/09/2023 Last modified: 20/05/2024
    We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any

  4. Consumer warning on Northern Provident Investments

    News stories Published: 06/08/2021 Last modified: 15/06/2022
    Northern Provident Investments Ltd has proposed entering creditors’ voluntary liquidation. The FCA believes there is a high risk of scammers trying to take advantage of customers

  5. Innovating for the future: the next phase of Project Innovate

    Speeches Published: 10/04/2017 Last modified: 10/04/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Innovate Finance Global Summit.

  6. Letter from the Chairman to the Chief Ombudsman on application for certification under the Alternative Dispute Resolution (ADR) Directive

    Statements Published: 09/07/2015 Last modified: 09/07/2015
    Letter from the Chairman to the Chief Ombudsman on application for certification under the Alternative Dispute Resolution (ADR) Directive. ... I understand that you have made minor amendments to the reasoned statement following publication of the

  7. Compensation package agreed for consumers sold card security products

    Press Releases Published: 27/01/2015 Last modified: 28/01/2015
    Compensation package agreed for consumers sold card security products. Press Releases First published:. ... The FCA has published further information for consumers at www.fca.org.uk/affinion-scheme.

  8. Proposed amendments to the Benchmarks Regulation

    Firms Focus areas Markets Markets policy Published: 23/06/2020 Last modified: 15/02/2023
    The Government’s has announced that it intends to bring forward legislation to amend the Benchmarks Regulation (BMR) to give us enhanced powers.

  9. Consumer Investments: Strategy and Feedback Statement

    Corporate documents Published: 14/09/2021 Last modified: 15/06/2023
    The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. 

  10. PS16/24: Capping early exit pension charges: feedback on CP16/15 and final rules

    Policy statements Published: 15/11/2016 Last modified: 15/11/2016
    We are publishing Handbook rules that discharge a new duty placed on us by parliament to cap early exit charges in existing and new personal and stakeholder personal pension schemes.