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Showing 641 to 650 of 898 search results for Consumer Duty letter.

  1. Competition and conduct regulation in financial services

    Speeches Published: 09/09/2013 Last modified: 10/09/2013
    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Regulatory Policy Institute's Annual Competition and Regulation Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  2. Dear CEO letter: British Steel Pension Scheme: Consideration of a consumer redress scheme [pdf]

    Correspondence Published: 22/12/2021
    For firms who gave pension transfer advice to British Steel Pension Scheme members between 1 March 2017 to 31 March 2018 (‘the relevant period’).

  3. High-cost short-term credit

    Focus areas Published: 22/07/2019 Last modified: 10/02/2023
    Details of the FCA's price cap for high-cost short-term credit loans.

  4. Statement from the Financial Conduct Authority following the announcement by HM Treasury of changes to the Senior Managers’ Regime

    Statements Published: 15/10/2015 Last modified: 15/10/2015
    duty of responsibility’. ... There has been significant industry focus on this one, small element of the reforms, which risked distracting senior management within firms from implementing both the letter and spirit of the regime.

  5. DP23/4: Regulating cryptoassets Phase 1: Stablecoins

    Discussion papers Published: 06/11/2023 Last modified: 06/11/2023
    We want your feedback to help us develop our approach to regulating fiat-backed stablecoins.

  6. Findings from our investment platforms costs and charges review – good and poor practice

    Firms Published: 04/05/2022 Last modified: 04/05/2022
    In our Investment Platforms Market Study we said we would keep the role of platforms in helping consumers understand their investment costs under review.

  7. Diversity and inclusion: Our role as a regulator

    About us Published: 09/09/2020 Last modified: 25/09/2023
    We want to see greater levels of diversity and inclusion across the UK financial sector. Read about the work the FCA is doing to drive change in this area.

  8. FCA concerned about problem behaviours linked to trading app design

    Press Releases Published: 21/11/2022 Last modified: 21/11/2022
    The Financial Conduct Authority (FCA) has warned stock trading app operators to review design features, including those with game-like elements, which risk prompting consumers to take actions against their own interest.

  9. Information relating to retirement income advice - March 2020

    FOI Release Date of Release: 02/03/2020
    The FCA provides information relating to retirement income advice.

  10. FS19/2: a duty of care and potential alternative approaches – summary of responses and next steps

    Feedback statements Published: 16/07/2018 Last modified: 27/07/2022
    FCA published a feedback statement following our Discussion Paper on a duty of care and potential alternative approaches.