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Showing 681 to 690 of 898 search results for Consumer Duty letter.

  1. FCA confirms further support for consumer credit customers

    Press Releases Published: 01/07/2020 Last modified: 01/07/2020
    The FCA has today confirmed the support users of certain consumer credit products will receive if they are still experiencing temporary payment difficulties due to coronavirus.

  2. Pension freedoms data collection exercise: analysis and findings

    News stories Published: 16/09/2015 Last modified: 16/09/2015
    Consumer access to the pension freedoms. Financial advice requirements and the treatment of insistent customers. ... Our aim is to ensure consumers are appropriately protected and that there is effective competition in this market.

  3. Consumers struggling with rising prices urged to seek help

    Press Releases Published: 06/07/2022 Last modified: 06/07/2022
    The Financial Conduct Authority (FCA) and MoneyHelper are urging consumers to get help as soon as possible if they are struggling financially because of the rising cost of living.

  4. Blackmore Bond PLC: correspondence regarding the acquisition of CGS Claims funding

    Statements Published: 10/03/2023 Last modified: 13/03/2023
    The FCA is aware of at least one Blackmore investor receiving a letter falsely claiming to be from Oak Fund Services (Guernsey) Limited (‘Oak’), stating that they have been successful in generating CGS Claims funding and asking consumers to

  5. Letter from the Chairman to the Chancellor on Senior Managers and Certificate Scheme: extension to foreign banks

    Statements Published: 12/06/2014 Last modified: 13/06/2014
    Letter from the Chairman to the Chancellor on Senior Managers and Certificate Scheme: extension to foreign banks. ... 1 Horse Guards Road. London. SW1A 2HQ. Thank you for your letter regarding the Senior Managers & Certificate Regime: extension to UK

  6. FCA bars Cypriot firms that used unauthorised celebrity endorsements

    Press Releases Published: 01/06/2020 Last modified: 01/06/2020
    The FCA has taken action to stop four Cypriot investment firms from continuing to offer high risk contracts for difference (CFDs) to UK investors

  7. AXA fined and reviews investment sales for advice failings

    Press Releases Published: 13/09/2013 Last modified: 25/11/2021
    The Financial Conduct Authority (FCA) has fined AXA Wealth Services Ltd (AXA) £1,802,200 for failing to ensure it gave suitable investment advice to its customers.

  8. Monitoring orders and transactions – our expectations of firms

    Speeches Published: 31/01/2013 Last modified: 29/03/2013
    Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum

  9. CP21/30: Debt packagers: proposals for new rules

    Consultation papers Published: 17/11/2021 Last modified: 02/06/2023
    We seek views on proposed new rules to ban debt packagers from receiving referral fees from debt solution providers.

  10. Building a financial regulatory system suitable for the UK in the new era

    Speeches Published: 01/07/2020 Last modified: 01/07/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the City & Financial Professional Virtual Roundtables.