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Showing 741 to 750 of 898 search results for Consumer Duty letter.

  1. Updating and improving the UK regime for asset management: our priorities

    Speeches Published: 12/10/2023 Last modified: 12/10/2023
    Speech by Ashley Alder, Chair, delivered at the Investment Association’s Annual Dinner.

  2. FCA publishes guidance consultation for firms who seek to limit their liabilities

    Press Releases Published: 25/01/2022 Last modified: 25/01/2022
    We have seen an increase in the number of firms developing proposals, such as Scheme of Arrangements, to deal with significant liabilities to consumers, in particular redress liabilities.

  3. Branch and ATM closures or conversions; good practice and areas for improvement

    Data Published: 23/02/2022 Last modified: 25/01/2023
    Find out more about the good and poor practice the FCA has seen when supervising firms planning branch or ATM closures or conversions.

  4. FCA warns businesses to stop misleading credit adverts to protect consumers

    Press Releases Published: 06/05/2022 Last modified: 06/05/2022
    The FCA is warning lenders and brokers to stop using misleading terms in their advertising or face regulatory action.

  5. Sustainability disclosure and labelling regime

    Tasks for firms Firms Published: 02/02/2024 Last modified: 01/07/2024
    Information for firms and trade associations on sustainability disclosure requirements and the anti-greenwashing rule.

  6. FCA publishes Decision Notice against Jon Frensham for non-financial misconduct

    Press Releases Published: 29/03/2021 Last modified: 29/03/2021
    The FCA has published a Decision Notice in respect of Jon Frensham (formerly known as Jonathan James Hunt), an independent financial adviser and the sole director at Frensham Wealth Limited.

  7. FCA issues 146 alerts in first 24 hours of new crypto marketing regime

    Statements Published: 09/10/2023 Last modified: 09/10/2023
    Changes to legislation that bring cryptoasset promotions under our remit are now in force.

  8. Competition Policy in Financial Markets – the view from the regulators

    Speeches Published: 22/06/2016 Last modified: 22/06/2016
    Speech by Mary Starks, Director of Competition, FCA, delivered at the Centre for Competition Policy (CCP) Conference on 10 June in Norwich.

  9. FCA publishes second letter of concerns in relation to Provident's proposed scheme of arrangement

    Statements Published: 14/07/2021 Last modified: 14/07/2021
    We have published a second letter of concerns explaining to Provident why it does not support its proposed scheme of arrangement.

  10. FCA bans partners of firm that failed to consider customer SIPP suitability

    Press Releases Published: 17/04/2014 Last modified: 20/05/2014
    Mr Hughes also failed in his duty to ensure 1 Stop’s compliance with the FCA’s rules by delegating his responsibilities for compliance to an external consultant and failing to ... To support this it has three operational objectives: to secure an