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CP16/15: Capping early exit pension charges
This consultation is specifically concerned with our approach to discharging the duty to be imposed on the FCA to cap early exit charges for consumers accessing the pension freedoms. ... The statutory duty, and hence our proposals, do not make any -
Financial promotions quarterly data 2024 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024. -
FCA publishes final report into asset management sector
The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector. -
FCA sets out forbearance measures for investment company cost disclosure
We set out temporary measures to give investment companies greater ability to explain their costs and charges to help consumers make better informed investment decisions. -
The future of pensions: act today to plan for tomorrow
Speech by Nikhil Rathi delivered at JP Morgan Pensions and Savings Symposium -
Highlights of the FCA’s new approach in 2021
Our mission is to protect consumers from harm, enhance the integrity of the UK’s financial system and promote competition. We are continuing to pursue these objectives while also working to become a more innovative, adaptive and assertive regulator -
Chairman's speech to the Trust in Banking Conference
Speech by John Griffith Jones, Chairman, FCA, delivered at the Trust in Banking Conference, organised by Cambridge Judge Executive Education at the London Stock Exchange. This is the text of the speech as drafted, which may differ from the delivered -
DP22/6: Future Disclosure Framework
The way consumers buy retail investments is evolving. Give your views on how we prepare retail disclosure for the future. -
New Chairs of the Financial Conduct Authority’s Practitioner Panel and Markets Practitioner Panel announced today
The Financial Conduct Authority Chairman, John Griffith-Jones, has today announced the appointments of new Chairs for the FCA’s independent Practitioner Panel and Markets Practitioner Panel. -
It's time for an Enlightenment on financial inclusion
Speech by Nikhil Rathi, the FCA's Chief Executive, delivered at PwC Glasgow for the Scottish Financial Enterprise: Extending Financial Inclusion event.