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FCA proposes new measures to encourage effective stewardship
The FCA is proposing new measures and gathering views on how to encourage effective stewardship in the interests of investors. Most UK consumers hold investments, for example through their pensions, which are looked after by asset managers. Asset -
CP22/26: Quarterly Consultation Paper No. 38
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
Secondary credit brokers
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
Financial Lives 2022 survey - Key findings from the May 2022 survey: Executive summary
Executive summary for the key findings from the FCA’s Financial Lives February 2022 survey. -
Competition and savings: the regulator’s perspective
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the TISA Annual Conference. -
New Chair of the Financial Conduct Authority’s Smaller Business Practitioner Panel announced
The Financial Conduct Authority Chairman, John Griffith-Jones, has today announced the appointment of a new Chair for the FCA’s independent Smaller Business Practitioner Panel. -
UK Payment Accounts: access and closures
We set out key insights from our work on the provision of payment accounts to personal customers, businesses and charities. We also outline next steps. -
Apply to become a credit reference agency or credit information services provider
Find out how to apply to the FCA for authorisation if you want to provide credit references or credit information services. -
Primary credit brokers
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
Investor engagement in a changing regulatory landscape
Ahead of our panel discussion I will give a broad overview of three areas. ... requirements. Issuers will also be required to retain an insider list for 5 years after its last update.