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Showing 441 to 450 of 12883 search results for Consumer Duty will.

441. Opening up and speaking out: diversity in financial services and the challenge to be met

     Speeches Published: 19/12/2018 Last modified: 19/12/2018
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Mitsubishi UFJ Financial Group, London.

442. FS23/4: Potential competition impacts of Big Tech entry and expansion in retail financial services 

     Feedback statements Published: 12/07/2023 Last modified: 12/07/2023
     We are asking for views on the potential benefits and harms from Big Tech firms’ entry and expansion into retail financial services sectors

443. PS14/16: Detailed rules for the price cap on high-cost short-term credit - Including feedback on CP14/10 and final rules

     Policy statements Published: 11/11/2014 Last modified: 07/02/2022
     On 2 January 2015, we introduced a price cap on what high-cost short-term credit lenders can charge.

444. FCA to consult on use of 'side pockets' for retail funds with exposure to sanctioned and suspended Russian assets

     Statements Published: 16/03/2022 Last modified: 16/03/2022
     The FCA has begun discussions with stakeholders about options to allow UK authorised retail funds to make exceptional use of 'side pockets' given the significant practical challenges in disposing of Russian and Belarussian assets in the context of

445. FCA bans Paul Steel for unsuitable defined benefit transfer advice with £850k to be paid in redress

     Press Releases Published: 04/07/2023 Last modified: 04/07/2023
     The FCA has banned Paul Steel of Estate Matters Financial Ltd (EMF) from working in financial services. 

446. The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator

     Press Releases Published: 01/09/2016 Last modified: 06/03/2017
     The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification

447. Implementing MiFID II – multi-firm review of research unbundling reforms

     Multi-firm reviews Published: 19/09/2019 Last modified: 19/09/2019
     Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how

448. The FCA’s new competition powers: what do they mean for the financial services industry?

     Speeches Published: 21/11/2014 Last modified: 09/11/2016
     Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.

449. Trust and confidence - ensuring firms’ ethics are built around their customers

     Speeches Published: 12/11/2013 Last modified: 12/11/2013
     Speech by Clive Adamson, Director of Supervision, at the Insurance Institute of London, London. This is the text of the speech as drafted, which may differ from the delivered version.

450. General insurance product value and coronavirus (Covid-19) Guidance – update

     Studies and reviews Multi-firm reviews Published: 25/08/2021 Last modified: 25/08/2021
     We set out the findings from our multi-firm review assessing how firms have responded to our general insurance (GI) distribution chain Guidance (further to the product governance rules implemented by the IDD) and coronavirus (Covid-19) value Guidance