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Showing 551 to 560 of 12883 search results for Consumer Duty will.

551. Mini-bonds

     Consumers Know your rights Published: 17/05/2019 Last modified: 06/06/2022
     Find out about mini-bonds and why retail investors should exercise caution when buying them.

552. 2015 Disclosure Log

     Last modified: 30/01/2020
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

553. Skilled person reviews

     About us How we regulate Published: 20/04/2016 Last modified: 27/05/2022
     Find out about skilled person reviews.

554. Market abuse

     Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
     Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

555. Individual rights request

     Last modified: 22/11/2022
     I am a consumer. I’d rather not say. Other (you can tell us more in another part of the form). ... Please let us know how you will send us your proof of ID.

556. Securitisation

     Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
     Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,

557. Inclusion of Insurance Organisations within the scope of the OFSI and FSA Banking MoU [pdf]

     Memorandums of understanding Published: 09/04/2003 Last modified: 30/05/2013
     The purpose of this letter is to confirm our agreement that co-operation under the Memorandum of Understanding between the Bank of England and the Office of the Superintendant of Financial Institutions on June 17, 1997, will include sharing of

558. Validation Orders

     Firms Consumer credit firms Published: 09/10/2019 Last modified: 13/02/2023
     The FCA explains what Validation Orders are, the difference between agreements entered into before or after 1 April 2014 and how to apply for one.

559. Brexit resources

     Focus areas Published: 09/03/2018 Last modified: 12/08/2022
     This page lists our news and statements, speeches, publications and other pages related to Brexit.

560. Regulating in a recovery

     Speeches Published: 13/11/2014 Last modified: 13/11/2014
     Speech by John-Griffith Jones, FCA Chairman, at the CASS Business School, London. This is the text of the speech as drafted, which may differ from the delivered version.