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Showing 81 to 90 of 12883 search results for Consumer Duty will.

  1. Undertaking cashflow modelling to demonstrate suitability of retirement-related advice

    Published: 20/03/2024 Last modified: 20/03/2024
    Our work on reviewing defined benefit transfer advice and our ongoing supervisory work identified concerns about how firms prepare and use cashflow modelling.

  2. FCA sets clear plan for next 12 months

    Press Releases Published: 05/04/2023 Last modified: 05/04/2023
    In the second year of its 3-year strategy, the FCA plans to accelerate 4 areas of its work over the next 12 months through further investment and increased resources.

  3. Online trading scams

    Consumers Scams Published: 21/05/2019 Last modified: 20/03/2023
    Find out how online trading scams work, how to avoid scams and what to do if you’re scammed.

  4. Tackling the hard questions

    Speeches Published: 28/04/2016 Last modified: 18/01/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Thomson Reuters Annual Compliance & Risk Summit on 26 April 2016, in London. This is the text of the speech as drafted, which may differ from the

  5. Retirement Income Advice Assessment Tool (RIAAT)

    Published: 20/03/2024 Last modified: 20/03/2024
    De

  6. Binary options scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how binary options work, how to avoid scams and what to do if you’re scammed.

  7. Apply to become a mortgage broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

  8. Our approach to consumers

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Our Approach to Consumers sets out how we use our powers and tools to protect consumers of financial services, in line with our consumer protection objective.

  9. Immigration Act 2014

    Tasks for firms Published: 10/11/2015 Last modified: 29/02/2024
    The FCA explains how the Immigration Act 2014 prohibits banks and building societies from opening current accounts for people who are known not to have leave to remain in or to enter the UK.

  10. Whistleblowing quarterly data 2023 Q3

    Data Published: 08/03/2024 Last modified: 08/03/2024
    The data shows the number of new whistleblowing reports the FCA received in July and September 2023 and the allegations they featured.
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