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Showing 351 to 360 of 11208 search results for Consumer Duty will help.
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Market abuse
Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place. -
Report a scam
If you think you’ve been contacted by a fraudster or unauthorised firm, find out which scams the FCA can look into and how to make a report. -
Mini-bonds
Find out about mini-bonds and why retail investors should exercise caution when buying them. -
Our Annual Report and Accounts 2021/22
Our Annual Report and Accounts give updates on what we have delivered and achieved in the past year. -
Balance of interests
Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Apply to be a registered AIFM
Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers. -
Securitisation
Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple, -
Transcript: Consumer Duty: The next steps [pdf]
A transcript of the we hosted on 6 December 2023 to help firms understand our expectations now the Duty is in force. -
FTX
FTX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Executive committees
Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well.