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Showing 1131 to 1140 of 1810 search results for Consumer Duty will set.

  1. FCA issues first statement of objections to four asset management firms

    Press Releases Published: 29/11/2017 Last modified: 29/11/2017
    The Financial Conduct Authority (FCA) has issued a statement of objections to four asset management firms: Artemis Investment Management LLP, Hargreave Hale Ltd, Newton Investment Management Limited and River & Mercantile Asset Management LLP. The

  2. FCA sets out expectations for investment managers on dealing commission

    Press Releases Published: 08/05/2014 Last modified: 08/05/2014
    FCA sets out expectations for investment managers on dealing commission. Press Releases First published:. ... The FCA has a statutory objective to secure appropriate protection for consumers and enhance market integrity.

  3. FCA announces appointment of new Chair of the Financial Services Consumer Panel

    Press Releases Published: 19/02/2019 Last modified: 19/02/2019
    The Financial Conduct Authority (FCA) has today announced the appointment of Wanda Goldwag as the new Chair of the independent Financial Services Consumer Panel. The appointment, effective from 1 March 2019 for an initial three-year term, has been

  4. PS19/8: Increasing the award limit for the Financial Ombudsman Service

    Policy statements Published: 16/10/2018 Last modified: 08/03/2019
    Following our Consultation Paper CP18/31, we are increasing the Financial Ombudsman Service’s award limit. The award limit sets the maximum amount of compensation the ombudsman service can require financial services firms to pay when it upholds a

  5. Sustainability disclosure and labelling regime confirmed by the FCA

    Press Releases Published: 28/11/2023 Last modified: 29/11/2023
    The FCA has confirmed a substantial package of measures to improve the trust and transparency of sustainable investment products and minimise greenwashing.

  6. FCA proposes changes to facilitate investment in patient capital

    Press Releases Published: 12/12/2018 Last modified: 11/04/2024
    The FCA has proposed changes to further enable retail investors to invest in patient capital through unit-linked funds.

  7. FCA announces plan to deliver significant redress to Woodford investors

    Press Releases Published: 19/04/2023 Last modified: 19/04/2023
    Following an investigation by the FCA, Link Fund Solutions has agreed to provide, with a material contribution from its ultimate parent, Link Administration Holdings (Link Group), a significant redress payment to investors in the LF Woodford Equity

  8. Retail Banking: Business Continuity Planning

    Multi-firm reviews Published: 11/07/2019 Last modified: 12/07/2019
    We have recently reviewed business continuity planning (BCP) amongst a number of small and medium-sized retail banks, payments institutions and electronic money institutions.

  9. FCA issues warning over ‘clone firm’ investment scams

    Press Releases Published: 27/01/2021 Last modified: 27/01/2021
    With over £78 million stolen in clone firm investment scams and the number of reports for this scam type on the rise, we warn the public

  10. New guidance to help firms do more for vulnerable consumers

    Press Releases Published: 29/07/2020 Last modified: 25/09/2020
    The FCA has set out new best practice guidance for firms to do more to protect vulnerable consumers.
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