Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 1291 to 1300 of 1810 search results for Consumer Duty will set.

  1. Financial regulator finds wholesale data market can be improved

    Markets Press Releases Published: 29/02/2024 Last modified: 29/02/2024
    We have published the findings of our wholesale data market study. We started this work after concerns were raised with us in our call for input, launched in March 2020.
  2. Automated investment services - our expectations

    Multi-firm reviews Published: 21/05/2018 Last modified: 07/05/2024
    The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back
  3. Letter from the Chairman to the Chief Ombudsman on application for certification under the Alternative Dispute Resolution (ADR) Directive

    Statements Published: 09/07/2015 Last modified: 09/07/2015
    this extension and the expected length of time that it will need to conclude the alternative dispute resolution procedure. ... by July 2017 and that the service will keep its performance under close review.
  4. Information on enforcement on transparency of consumer facing documents - June 2022

    FOI Release Date of Release: 13/06/2022
    The FCA provides information on its enforcement of section 68 of the Consumer Rights Act 2015 in relation to the 'transparency' of consumer-facing documents.
  5. Information on the Future Fund Programme admistered by the British Business Bank - August 2021

    FOI Release Date of Release: 02/08/2021
    The FCA provides information on the Future Fund Programme which is administered by the British Business Bank.
  6. FCA highlights its areas of concern in financial services markets

    Press Releases Published: 18/02/2020 Last modified: 11/08/2023
    The Financial Conduct Authority (FCA) has today published its annual Sector Views, an assessment of the risks and potential harm to consumers across financial services markets.
  7. Initial advice charges for lump sum investments

    Firms Published: 15/12/2016 Last modified: 15/12/2016
    Read more about the payment of initial advice charges for advice on lump sum investments to retail clients.
  8. ScamSmart prompts tens of thousands of pension holders to seek information

    Press Releases Published: 04/12/2018 Last modified: 04/12/2018
    The number of people seeking information about pension scams has soared since the launch of the first joint campaign by the Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) this summer.
  9. FCA proposes rules for pension providers to help deliver Pensions Dashboards

    News stories Published: 11/02/2022 Last modified: 11/02/2022
    We set out the critical role regulated pension providers must play in helping to launch the Government’s Pensions Dashboards initiative, which aims to empower savers to engage with their pensions.
  10. TR13/6 – Mobile banking and payments

    Thematic reviews Published: 27/08/2013 Last modified: 15/09/2016
    We also set out our high-level plans for our future work on mobile banking. ... Our work will interest firms that operate in this market, as well as consumer groups and members of the public who are using mobile banking or may wish to do so