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Showing 1391 to 1400 of 1810 search results for Consumer Duty will set.
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FCA publishes its second set of rules following its Asset Management Market Study
The Financial Conduct Authority (FCA) has published new rules and guidance to improve the quality of the information available to consumers about the funds they invest in. -
FCA warns that younger investors are taking on big financial risks
The Financial Conduct Authority (FCA) has published research findings into better understanding investors who engage in high-risk investments like cryptocurrencies and foreign exchange. -
PS18/7: Staff incentives, remuneration and performance management in consumer credit firms
This FCA Policy Statement responds to feedback arising from CP17/20 and it sets final rules for staff incentives, remuneration and performance management in consumer credit firms. -
FCA updates position on cryptoasset Exchange Traded Notes for professional investors
The FCA will not object to requests from Recognised Investment Exchanges (RIEs) to create a UK listed market segment for cryptoasset-backed Exchange Traded Notes (cETNs). These products would be available for professional investors, such as -
Hartley Pensions Limited – requirement to stop accepting new pension contributions
Hartley Pensions Limited (Hartley Pensions), is a SIPP (Self Invested Personal Pension) operator authorised and regulated by the FCA. It also provides administration for a small number of SSAS (Small Self-Administered Schemes), regulated by The -
FCA penalises Al Rayan Bank PLC for anti-money laundering failures
We have fined Al Rayan Bank for failing to put in place adequate anti-money laundering (AML) controls. -
FCA consults on new guidance on variation terms under unfair terms legislation
The Financial Conduct Authority (FCA) is consulting on new guidance outlining factors financial services firms should consider under the Consumer Rights Act 2015 (CRA) when drafting and reviewing variation terms in their consumer contracts. The CRA -
Review of principal firms in the investment management sector
We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are. -
The equity release sales and advice process: key findings
Key findings from our exploratory work on later life lending, where we considered the borrowing opportunities available to consumers aged 55 and over, focusing on lifetime mortgages. -
Automated advice: existing rules and guidance
Before applying for Innovation Pathways, read our existing rules and guidance to check whether your question is covered.