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Showing 1411 to 1420 of 1810 search results for Consumer Duty will set.

  1. FCA acts to help investors make more informed ESG investment decisions

    Press Releases Published: 03/11/2021 Last modified: 03/11/2021
    The FCA is committed to helping investors put Environmental, Social and Governance (ESG) matters at the heart of their investment decisions.
  2. The importance of culture in driving behaviours of firms and how the FCA will assess this

    Speeches Published: 19/04/2013 Last modified: 18/07/2013
    Speech by Clive Adamson, Director of Supervision, the FCA, at the CFA Society - UK Professionalism Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  3. FCA highlights concerns when credit firms allow repeat borrowing

    Press Releases Published: 06/08/2020 Last modified: 07/08/2020
    The FCA has today published the findings of a review into relending by firms that offer high-cost credit.
  4. FCA writes to a further 950 DB pension advice customers potentially entitled to compensation

    News stories Published: 18/10/2021 Last modified: 18/10/2021
    The FCA has now written to a total of 3,591 defined benefit (DB) pension transfer advice customers this year to tell them they may be entitled to compensation.
  5. Scam alert involving [email protected]; [email protected]

    Warnings Published: 06/03/2020 Last modified: 06/03/2020
    Scam alert involving [email protected]; [email protected] is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. FCA acts to address unclear and excessive motor finance costs

    Multi-firm reviews Published: 04/03/2019 Last modified: 15/10/2019
    FCA looking at the motor finance market to ensure it works well and to assess whether consumers are at risk of harm
  7. Ryan Willmott sentenced to 10 months imprisonment for insider dealing

    Press Releases Published: 27/03/2015 Last modified: 05/04/2023
    Ryan Willmott, the former group reporting and financial planning manager for Logica PLC, who pleaded guilty to three counts of insider dealing on 26 February 2015, has today been sentenced to 10 months imprisonment. He was also ordered to pay
  8. Information on 10% depreciation notifications from February 2020 - January 2022

    FOI Release Date of Release: 21/01/2022
    The FCA responds regarding the investigations opened by the FCA into potential breaches of COBS 16A.4.3.
  9. Joint Regulatory Oversight Committee publishes commercial pricing principles for open banking

    News stories Published: 26/06/2023 Last modified: 26/06/2023
    This JROC paper sets out 5 principles for banks and registered third parties when agreeing a premium API commercial model.
  10. DP23/5: Advice Guidance Boundary Review – proposals for closing the advice gap

    Discussion papers Published: 08/12/2023 Last modified: 26/01/2024
    The FCA's proposals aim to create a regulatory system where a range of commercially viable, high quality models of support will be in place enabling consumers to access support through regulated channels.