Search results
Showing 1441 to 1450 of 1810 search results for Consumer Duty will set.
-
A regulatory perspective: the drivers of culture and the role of purpose and governance
Marc Teasdale speaks on regulatory perspective, the driver of cultures and the role of purpose and governance. -
PS15/14: Restrictions on the retail distribution of regulatory capital instruments
In this paper we set out the rules we are implementing following our consultation on restrictions on the retail distribution of regulatory capital instruments (contingent convertible securities (CoCos) and mutual society shares). -
FCA publishes new data on interest rates and update on cash savings remedies
Our new rules, coming into force at the end of the year, will help consumers get the facts they need to make an informed decision about what to do with their ... From December 2016, firms will have to provide easy-to-understand key information in a -
CP14/29: Guaranteed Asset Protection insurance: a competition remedy
In this paper we set out proposed changes to the guaranteed asset protection (GAP) insurance market. ... Our proposals will affect whether and how retail and commercial customers are offered GAP insurance when purchasing a motor vehicle. -
Restrictions placed on IBP Markets Limited and the Firm enters special administration
We have imposed a number of restrictions on IBP Markets Limited, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm. -
Defined Benefit (DB) transfers – further update on our work
We set out further findings from our assessment of the suitability of defined benefit (DB) transfer advice, as part of a package of measures to improve standards in this area. -
A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the IA Culture in Investment Management Forum -
Gaming trading: how trading apps could be engaging consumers for the worse
You may be familiar with the jumping green owl celebrating your completion of a Duolingo language lesson. Or perhaps you compete against your friends on Strava to run the most miles in a month. These are all examples of gamification – the use of -
Deutsche Bank fined £4.7m for failing to properly report transactions
Where the FCA sees any evidence of firms not acting properly we will not hesitate to act. ... A transaction report is a data set submitted to the Authority that relates to an individual financial market transaction which includes, but is not limited to, -
Webinars: FCA regulation for the pre-paid funerals sector Friday 26 March 2021
In July 2022, we’re taking responsibility for regulating the pre-paid funeral plans sector. It’s important that firms start considering whether they need to become FCA regulated and, if so, how to prepare.