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Showing 1481 to 1490 of 1810 search results for Consumer Duty will set.

  1. FCA launches High Court proceedings against Paul Steel and Jacqueline Foster

    Press Releases Published: 09/02/2021 Last modified: 04/07/2023
    The FCA has commenced civil proceedings in the High Court against Paul Steel and Jacqueline Foster. 

  2. FCA statement regarding potential enforcement action against Link Fund Solutions Ltd

    Statements Published: 21/09/2022 Last modified: 21/09/2022
    This follows an announcement made on 21 September by Link Group to the Australian Securities Exchange.

  3. FCA finds failings in the oversight of appointed representatives in the general insurance sector

    Press Releases Published: 22/07/2016 Last modified: 22/07/2016
    The FCA is also writing to Chief Executive Officers of principal firms in the general insurance sector to remind them of its expectations and set out what actions firms should take ... Further work will also be undertaken with some of the firms who were

  4. CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation

    Consultation papers Published: 10/10/2018 Last modified: 28/02/2019
    In this paper, we publish our proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also set out our proposed approach to EU

  5. FCA sets out potential interventions to reform multi-occupancy buildings insurance market

    Press Releases Published: 21/09/2022 Last modified: 21/09/2022
    The Financial Conduct Authority sets out a range of recommendations and other potential remedies designed to give leaseholders greater protections from high prices and ensure the buildings insurance market operates better for leaseholders. 

  6. CP21/7 A new UK prudential regime for MiFID investment firms

    Consultation papers Published: 19/04/2021 Last modified: 01/06/2021
    We are consulting on our second phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

  7. PS15/20: Implementation of the Mortgage Credit Directive: Consequential Changes to the Consumer Credit Sourcebook (CONC)

    Policy statements Published: 31/07/2015 Last modified: 12/01/2023
    In this Policy Statement we report on the main issues arising from the MCD elements of CP15/6 and publish the final rules.

  8. The Financial Conduct Authority publishes new referral criteria for enforcement investigations

    Press Releases Published: 10/07/2015 Last modified: 24/04/2019
    Guidance as to when the FCA will consider using its CA98 powers will be published shortly. ... On 1 April 2014, the FCA took over responsibility for consumer credit regulation.

  9. FCA further bolsters its leadership team as it expands its headcount

    Press Releases Published: 05/07/2022 Last modified: 06/07/2022
    The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and

  10. Increasing transparency and engagement at renewal in general insurance markets: PS16/21

    Policy and guidance Published: 10/08/2016 Last modified: 07/03/2017
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/41 - Increasing transparency and engagement at renewal in general insurance markets - and confirm the final rules and non-Handbook guidance.
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