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Showing 1631 to 1640 of 1810 search results for Consumer Duty will set.

  1. FSA secures High Court victory against illegal land banking firm, Asset Land

    Press Releases Published: 11/02/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has won a key victory in the battle against unauthorised businesses after the High Court declared that David Banner-Eve, Stuart Cohen, Asset Land Investments Plc and Asset L.I. Inc. ran an illegal land bank by

  2. Financial services regulation and enforcement: recent developments and emerging issues

    Speeches Published: 09/10/2013 Last modified: 10/10/2013
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. FCA opens a discussion on the impact of climate change and green finance on financial services

    Press Releases Published: 15/10/2018 Last modified: 15/10/2018
    The Financial Conduct Authority (FCA) has today published a Discussion Paper on climate change and green finance.

  4. Overall complaints fall by 2.1% but banking and credit card complaints increase

    Press Releases Published: 30/09/2015 Last modified: 07/02/2022
    The latest complaints data published by the Financial Conduct Authority (FCA) shows financial services firms received 2,138,209 new complaints between January and June 2015.

  5. PS15/27: Cash savings remedies: Feedback and Policy Statement to CP15/24 and next steps

    Policy statements Published: 08/12/2015 Last modified: 08/12/2015
    We found that the cash savings market was not working well for many consumers and we proposed remedies in four areas. ... The changes contained in the rules that form part of this Policy Statement will come into effect on 1 December 2016.

  6. FCA cancels payday lender’s interim permission, bans director and refuses application to conduct regulated business

    Press Releases Published: 13/10/2016 Last modified: 13/10/2016
    The Financial Conduct Authority (FCA) has banned Andrew Barry Hart, the sole director, controller and ultimate owner of Wage Payment and Payday Loans Limited (WPPL), from performing any role in regulated financial services. The FCA has also

  7. Fairness, flexibility and the long-term view: the FCA’s vision for the mortgage market

    Speeches Published: 06/11/2018 Last modified: 06/11/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Finance Annual Mortgage Conference, London.

  8. FCA reminds asset managers of importance of meeting investors’ expectations

    Press Releases Published: 07/04/2016 Last modified: 07/04/2016
    The FCA was concerned that this was not happening properly with the funds in its sample that were no longer marketed to consumers. ... Fund management firms that did not effectively manage risks that could lead to poor customer outcomes will be required

  9. PS15/28: Capital resources requirements for personal investment firms (PIFs): feedback on CP15/17 and final rules

    Policy statements Published: 08/12/2015 Last modified: 11/08/2023
    Policy Statement on the main issues arising from CP15/17: Capital resources requirements for personal investment firms (PIFs) and publish the final rules.

  10. PS19/17: Buy Now Pay Later offers – feedback on CP18/43 and final rules

    Policy statements Published: 12/06/2019 Last modified: 12/06/2019
    In this paper, the FCA sets out its final position and Handbook rules to permanently prohibit the sale, marketing and distribution of binary options to retail consumers by firms that carry out activity in, or from, the UK.
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