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Showing 1711 to 1720 of 1810 search results for Consumer Duty will set.
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FCA publishes four month update on the banks’ reviews of sales of interest rate hedging products
mis-sold (customers with caps will need to complain to their bank first). ... Each case will be reviewed by an independent reviewer to check the work of the banks. -
Consumer redress scheme opens – card security product holders have until March 2016 to claim compensation
A separate company “AI Scheme Limited” has been set up to deliver the consumer redress scheme on behalf of Affinion International Limited and the banks and card providers. ... Product holders who either voted against this consumer redress scheme, or -
FCA bans Paul Steel for unsuitable defined benefit transfer advice with £850k to be paid in redress
The FCA has banned Paul Steel of Estate Matters Financial Ltd (EMF) from working in financial services. -
Berkeley Burke SIPP Administration Limited in administration but SIPP business is transferred to Hartley
On 18 September 2019 the directors of Berkeley Burke SIPP Administration Limited ('BBSAL'), a firm authorised and regulated by the FCA, appointed Adrian Allen and Diana Frangou of RSM Restructuring Advisory LLP as Joint Administrators -
PS18/15: Extending the Senior Managers & Certification Regime to insurers – Feedback to CP17/26 and CP17/41 and near-final rules
We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms. -
PS16/15: Feedback on CP15/33 - Consumer credit: proposals in response to the CMA recommendations on high-cost short-term credit
firms offering or developing quotation search tools. trade bodies representing consumer credit firms. ... This paper will be of interest to consumers and consumer organisations as the final rules we are publishing will help ensure PCWs act in a fair and -
The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator
The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification -
FCA takes action against three individuals from SVS Securities for mistreatment of pension funds
Bonds into which they were invested by SVS have since defaulted, with customers unlikely to receive more than a fraction of their investment back. -
FS19/04: Fair Pricing in Financial Services: summary of responses and next steps
This Feedback Statement (FS) follows the publication of our Discussion Paper (DP) on Fair Pricing in Financial Services in October 2018. -
PS21/12: Assessing value for money in workplace pension schemes and pathway investments: requirements for IGCs and GAAs
We are consulting on how Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) compare the value for money (VfM) of pension products and services and promote the best value for pension scheme members.