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Showing 1721 to 1730 of 1810 search results for Consumer Duty will set.
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PS15/7: Feedback and policy statement on CP14/21 in relation to joint sponsor proposals
Our feedback, final rules and Technical Note in response to our consultation on joint sponsors set out in CP14/21 Feedback and Policy Statement on CP14/02, Consultation on joint sponsors and call for views on sponsor conflicts. -
FCA publishes Decision Notices against two individuals for acting without integrity in relation to pensions business
The FCA has decided to ban Stephen Joseph Burdett and James Paul Goodchild from working in regulated financial services for recklessly exposing pension holders to unsuitable investments. -
PS20/01: Mortgage advice and selling standards: feedback to CP19/17 and final rules
This policy statement includes findings from the Mortgages Market Study (MMS) which identified three potential harms relating to our mortgage advice and selling standards. -
FCA finds annuity market not working for consumers - Competition Market Study launched
In fact, on average, 80 per cent of consumers who buy their annuity from their existing pension provider will be able to get a better deal. ... Since concluding its review the FCA has been helping firms improve their offering so many consumers using -
PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules
The new rules will support our consumer protection objective. We received responses from 14 firms or representative bodies, providing around 70 comments on the nine questions we asked. ... Our new rules will be of interest to retail consumers and -
Royal Bank of Scotland fined £5.6m for failing to properly report over a third of transactions
The Royal Bank of Scotland (RBS) has been fined £5,620,300 by the Financial Conduct Authority (FCA) for incorrectly reporting transactions they made in wholesale markets, and in some instances, failing to report transactions at all. -
PS23/1: Extended asset retention requirement for firms under the British Steel Pension Scheme consumer redress scheme
Final rules to extend asset retention rules for certain firms who provided transfer advice to BSPS members. We also summarise feedback to CP22/22. -
CP16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook
We are consulting on proposed changes to the Client Assets sourcebook (CASS) and the Collective Investment Schemes sourcebook (COLL), following the adoption of the Undertakings for Collective Investment in Transferable Securities V Level 2 -
Asia Resource Minerals plc (formerly Bumi plc) fined £4.65m for breaching the Listing Rules
We expect listed companies to comply with the UK Listing Rules from Day 1 of listing and the penalty in this case demonstrates that we will take strong action when companies ... On 19 April 2013, the company notified the UKLA that it would be unable to -
GC15/5: Ring-fencing: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes
This guidance therefore sets out our proposed approach to the implementation of ring-fencing and RFTSs. ... For more information:. see CP15/23: Ring-fencing: Disclosures to consumers by non-ring-fenced bodies.