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Showing 1751 to 1760 of 1810 search results for Consumer Duty will set.
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GC15/4 Proposed guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014
We received substantive feedback and we will publish a feedback statement in due course. ... In summary, our draft guidance sets out:. our views on the setting of interest rates. -
Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation
remedy for press, consumer organizations and regulators to spot poor value products; consumers confirming purchase of GAP insurance again after the sale; and improvements to the way add-ons are offered ... And that, in turn, opens up the prospect of -
CP15/30: Pension reforms – proposed changes to our rules and guidance
This consultation will be relevant to all those with an interest in pensions and retirement issues, including:. ... Providers of other financial services products that play a role in consumers’ retirement planning. -
GC14/1 Annuity Comparison Websites – Thematic Review and Guidance for Firms
We believe that this guidance will make clear our expectations of firms’ and improve the level of compliance across the sector, level the playing field for firms and ultimately lead to ... The proposed guidance sets out what we would expect to see on -
Ensuring markets work well for consumers and for firms – FCA publishes guidance on its approach to objectives
The Financial Conduct Authority’s (FCA) mandate to ensure there is effective competition in financial services markets represents the most significant change to the new regulatory regime, said Chief Executive Martin Wheatley today. -
Less than five weeks remaining for CPP customers to claim compensation on mis-sold card and identity protection insurance
People who were mis-sold Card Protection Plan Limited (CPP) card or identity protection insurance products have less than five weeks to submit their compensation claims. -
PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; final rules on extending the certification regime to wholesale market activities and interim rules on referencing
a permanent set of rules for references, including transitional arrangements, which we aim to publish in the summer. ... This policy statement will primarily be of interest to firms. Consumers may be interested in how individual accountability is being -
FCA confirms rules for legacy use of synthetic LIBOR rates and no new use of US dollar LIBOR
FCA confirms it will allow temporary use of ‘synthetic’ sterling and yen LIBOR rates in all legacy LIBOR contracts, other than cleared derivatives, that have not been changed at or ahead of end-2021 -
FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules
Entity-specific records and accounts are important in the event of an insolvency as they will be used by an Insolvency Practitioner to identify those clients whose assets are safeguarded and ... The changes aim to improve firms’ systems and controls -
Financial adviser banned and fined £300,000 after clients lost out investing in companies he controlled
They are entitled to expect that their adviser will act in their best interests, not his own.Advisers should think very carefully and make clear and full disclosure if they are ... Evaluate Technologies Limited, an online system for sourcing mortgages;