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Showing 441 to 450 of 1810 search results for Consumer Duty will set.

441. PS13/7 - FCA regime for consumer credit: interim permission fees [pdf]

     Policy statements Published: 30/08/2013 Last modified: 30/08/2013
     This policy statement sets out the fees that we will charge firms that register with us for ‘interim permission’ and which firms will not have to pay these fees..

442. FCA winds up a boiler room

     Press Releases Published: 20/03/2014 Last modified: 01/04/2014
     Between June and October 2013, FCW collected approximately £660,000 from 27, mainly UK-based, consumers. ... The FCA is aware that many consumers invested tens of thousands of pounds with the company.

443. CP16/1: Consequential changes to the Senior Managers Regime [pdf]

     Consultation papers Published: 06/01/2016 Last modified: 23/02/2016
     This Consultation Paper (CP) sets out how we intend to implement the consequential changes to rules and forms that will be required prior to commencement of the regime. It also examines the impact that we believe they will have upon the industry and

444. Is it the right investment for you?

     InvestSmart Last modified: 14/08/2023
     With so many different investments on offer, following these five steps can help you choose investments that suit your needs and aims.

445. Financial crime in the payments and e-money sector: webinar

     Events Published: 03/07/2023 Last modified: 03/07/2023
     Webinar with the UK Financial Intelligence Unit on financial crime in the payments and e-money sector .

446. Knowledge Base

     Markets Primary markets Published: 02/05/2016 Last modified: 29/04/2024
     The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.

447. Strong Customer Authentication

     Tasks for regulated firms Published: 01/09/2019 Last modified: 15/02/2023
     The FCA's expectations for your firm when implementing Strong Customer Authentication (SCA), including in e-commerce and online banking.

448. Advising on P2P agreements

     Tasks for regulated firms Published: 05/04/2016 Last modified: 10/02/2023
     The FCA provides information on new permissions for the regulated activity of 'advising on P2P agreements'

449. Complaints data items: FAQs

     Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
     Complaints data items: FAQs

450. Privacy notice

     Last modified: 16/04/2024
     The FCA's privacy notice explains how and why it uses your personal data.